Marc J. Rabinowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Jeffrey Rabinowitz was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1998. Marc had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2015 - April 22, 2021
CHELSEA FINANCIAL SERVICES
February 24, 2012 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
February 27, 2004 - August 15, 2006
KOVACK SECURITIES INC.
February 27, 2004 - December 31, 2011
KOVACK ADVISORS, INC.
October 16, 2001 - December 31, 2011
KOVACK SECURITIES INC.
January 4, 2000 - October 15, 2001
INVESTORS CAPITAL CORP.
July 20, 1998 - December 31, 1999
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/14/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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