Roger I. Willroth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Ivan Willroth was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1998. Roger had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - March 4, 2016
MARRS WEALTH MANAGEMENT, LLC
December 23, 2009 - January 5, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
December 23, 2009 - January 5, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
December 18, 2009 - December 22, 2009
MARRS WEALTH MANAGEMENT, LLC
January 1, 1999 - December 22, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 2, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
June 2, 1998 - December 22, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MARRS WEALTH MANAGEMENT, LLC
CRD#: 152280 / SEC#: 801-70824
Contact information
Red Flags
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