Bradley P. Dorman

WHALEROCK POINT PARTNERS

PROVIDENCE, RI 02903

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CRD#: 3045195

Professional summary

Bradley Page Dorman, who also goes by Bradley P Dorman, is a registered financial advisor currently at WHALEROCK POINT PARTNERS, LLC located in Providence, Rhode Island.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Bradley has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley P Dorman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Page Dorman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2006 - Present

WHALEROCK POINT PARTNERS, LLC

Office #1: One Turks Head Place Suite 1050, Providence, RI 02903

RIA

CRD#: 140781

PROVIDENCE, RI

Past

April 1, 2003 - September 7, 2004

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

PROVIDENCE, RI

Past

April 27, 1998 - April 1, 2003

FLEET INVESTMENT ADVISORS INC.

RIA

CRD#: 108403

PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHALEROCK POINT PARTNERS, LLC

WHALE ROCK CAPITAL PARTNERS, LLC | WHALEROCK POINT PARTNERS, LLC | WHALEROCK CAPITAL PARTNERS, LLC

CRD#: 140781 / SEC#: 801-66848

RIA

Registered Investment Advisory firm - (6/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/13/2007)

IAR

Rhode Island
(7/27/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/1998

Uniform Investment Adviser Law Examination

Current Firm

WHALEROCK POINT PARTNERS, LLC

WHALE ROCK CAPITAL PARTNERS, LLC | WHALEROCK POINT PARTNERS, LLC | WHALEROCK CAPITAL PARTNERS, LLC

CRD#: 140781 / SEC#: 801-66848

RIA

Registered Investment Advisory firm - (6/12/2006 Approved)

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Contact information

Main Address

One Turks Head Place Suite 1400, Providence, RI 02903-2205

Mailing Address

Phone number

(401) 228-7799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WHALEROCK POINT PARTNERS, LLC FORM ADV PART 2B (3/28/2025)

WHALEROCK POINT PARTNERS, LLC FORM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 757,392,455

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/17/2025	Cover Page	Report
06/17/2025	Cover Page	Report
08/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley P. Dorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Page Dorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHALEROCK POINT PARTNERS, LLC

COLUMBIA MANAGEMENT ADVISORS, INC.

FLEET INVESTMENT ADVISORS INC.

Primary Firm SEC Registration

WHALEROCK POINT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/1998

Current Firm

WHALEROCK POINT PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WHALEROCK POINT PARTNERS, LLC

TRUST BUT VERIFY

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