Karl Benjamin Ruff
Professional Summary
Karl Benjamin Ruff, who also goes by Ben Karl Ruff, is a registered financial advisor currently at PEARSON CREEK CAPITAL MANAGEMENT LLC located in Chicago, Illinois. Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Karl has worked at 5 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Karl Ruff
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
PEARSON CREEK CAPITAL MANAGEMENT LLC
Contact Information
Main Address
3057 N Rockwell St Ste 252, Chicago, IL 60618Phone Number
(312) 878-5520# of Employees
1SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
92AUM (Assets Under Management)
$284,808,278Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PEARSON CREEK CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
(3/20/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Karl Benjamin Ruff's CRS (Customer Relationship Summary).
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