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Eric William Hess

CRD# 3044852·Registered 2008 - 2025
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric William Hess was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2008 - 2025. Eric had worked at 5 firms and has passed the Series 7TO, Series 82TO, SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

FIN2·CRD# 316863
BD
New York, NY
May 17, 2023 - April 30, 2025
GDM ADVISORY LLC·CRD# 300154
BD
Roseland, NJ
February 5, 2020 - April 22, 2021
ATREYU TRADING·CRD# 175371
BD
New York, NY
April 7, 2016 - September 7, 2017
SCOUT TRADING, LLC·CRD# 151990
BD
New York, NY
July 31, 2013 - September 15, 2014
DE ROUTE·CRD# 135981
BD
New York, NY
July 31, 2008 - August 16, 2011

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Current Firm

FI
FIN2

FIN2 | FIN2, LLC

CRD#: 316863 / SEC#: 8-70818
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

112 West 34th St. 18th Floor, New York, NY 10120

Mailing Address

112 W. 34th Street, New York, NY 10120

Phone Number

(214) 557-3070

Established

Delaware since 10/04/2021

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALAXY FIN2 LLCSOLE MEMBER—
ROACH, PATRICK JOSEPHFINOP, POO2296361
THATCHER, WILLIAM LESLIECCO/CEO2564782

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed May 2023About the Series 7TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed May 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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