Eric W. Hess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric William Hess was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2008. Eric had worked at 5 firms and has passed the Series 7TO, Series 82TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2023 - April 30, 2025
FIN2
February 5, 2020 - April 22, 2021
GDM ADVISORY LLC
April 7, 2016 - September 7, 2017
ATREYU TRADING
July 31, 2013 - September 15, 2014
SCOUT TRADING, LLC
July 31, 2008 - August 16, 2011
DE ROUTE
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/17/2023
General Securities Representative ExaminationSeries 82TO
Date: 5/17/2023
Limited Representative-Private Securities OfferingsCurrent Firm
FIN2
CRD#: 316863 / SEC#: , 8-70818
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
