David R. Vanduyn

PATRIOT MULLARE ASSOCIATES

Hingham, MA 02043

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CRD#: 3044765

Professional summary

David Richard Vanduyn is a registered financial advisor currently at PATRIOT MULLARE ASSOCIATES, INC located in Hingham, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 3 firms and has passed the Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Vanduyn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2011 - Present

PATRIOT MULLARE ASSOCIATES, INC

Office #1: 99 Derby Street Suite 200, Hingham, MA 02043

RIA

CRD#: 122986

Hingham, MA

Past

February 2, 2006 - June 15, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

July 16, 1998 - May 13, 1999

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(3/16/2011)

IAR

Massachusetts
(3/18/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PATRIOT MULLARE ASSOCIATES, INC

. | PATRIOT MULLARE ASSOCIATES, INC. | PATRIOT MULLARE ASSOCIATES, INC | PATRIOT MULLARE ASSOCIATES

CRD#: 122986 / SEC#: 801-63966

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

Maine

Registered Investment Advisory firm - (3/20/2002 Approved)

Massachusetts

Registered Investment Advisory firm - (4/14/1994 Approved)

New Jersey

Registered Investment Advisory firm - (5/5/2015 Terminated)

New York

Registered Investment Advisory firm - (8/27/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

99 Derby Street Suite 200, Hingham, MA 02043

Mailing Address

Phone number

(781) 740-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 37,616,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Vanduyn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Vanduyn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATRIOT MULLARE ASSOCIATES, INC

FIDELITY BROKERAGE SERVICES LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2011

Series 7

Date: 2/1/2006

Series 6

Date: 7/14/1998

Current Firm

PATRIOT MULLARE ASSOCIATES, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATRIOT MULLARE ASSOCIATES, INC

TRUST BUT VERIFY

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