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Christopher B. Lawson
CARY STREET PARTNERS
Abingdon, VA 24210
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CRD#: 3044512
CL
Professional summary
Christopher Bryan Lawson, CFP® is a registered financial advisor currently at CARY STREET PARTNERS located in Abingdon, Virginia and CARY STREET PARTNERS located in Abingdon, Virginia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sullins Academy,Is Investment Related,,Endowment/Legal Governance,Board Member,2023-06-01,2 hours per month,0 hours per month during trading hours,No Compensation ,Serving as a board member w. Board is comprised of local professionals mostly with a tie-in to the school to help manage the endowment and legal concerns governing the school. Other Business Name: The Arts Depot Address:314 Depot Square NW, Abingdon, VA 24210 Investment-Related?No Nature of the Other Business:Foundation/Charitable Postion at Other Business:Board Member, Treasurer Title at Other Business:Treasurer Relationship with Other BusinessNo Start Date of your Relationship:1/1/2025 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:1 Number of Hours devoted to other business during securities trading hours:0 Will you be compensated for the OBA?:No Description of duties related to other Business:Board member and Treasurer. The Arts Depot is a collective of local artists that have residence in a depot facility in Abingdon. The board helps with operations and funding through gifts, grants and some small income from the selling of merchandise and art.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Bryan Lawson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
April 6, 2018 - Present
CARY STREET PARTNERS
Office #1: 143 W Main Street, Abingdon, VA 24210RIA
CRD#: 128545
Abingdon, VA
Current
April 6, 2018 - Present
CARY STREET PARTNERS
Office #1: 143 West Main Street, Abingdon, VA 24210BD
CRD#: 128089
Abingdon, VA
Past
September 20, 2016 - April 12, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
ABINGDON, VA
Past
September 20, 2016 - April 12, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
ABINGDON, VA
Past
June 1, 2008 - September 22, 2016
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
ABINGDON, VA
Past
June 1, 2008 - September 22, 2016
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
ABINGDON, VA
Past
May 18, 2005 - June 1, 2008
BI INVESTMENTS, LLC
RIA
CRD#: 125437
ABINGDON, VA
Past
May 2, 2005 - June 1, 2008
BI INVESTMENTS, LLC
BD
CRD#: 125437
ABINGDON, VA
Past
April 27, 1998 - May 5, 2005
ICBA FINANCIAL SERVICES CORPORATION
BD
CRD#: 35089
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/6/2018)
RR
Colorado(11/23/2020)
RR
Florida(7/19/2023)
RR
Georgia(8/4/2020)
RR
Kentucky(11/23/2020)
RR
North Carolina(4/6/2018)
IAR
North Carolina(12/12/2018)
RR
Pennsylvania(3/2/2021)
RR
South Carolina(4/6/2018)
RR
Tennessee(4/6/2018)
RR
Texas(1/7/2022)
IAR
Texas(1/7/2022)
RR
Virginia(4/6/2018)
IAR
Virginia(4/6/2018)
RR
West Virginia(4/6/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARY STREET PARTNERS
CRD#: 128545Abingdon, VA 24210TRUST BUT VERIFY
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