Raymond J. Lazcano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Joseph Lazcano JR was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1970. Raymond had worked at 10 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 1994 - August 28, 1995
TITAN/VALUE EQUITIES GROUP, INC.
December 3, 1991 - September 10, 1992
SFI INVESTMENTS, INC.
January 15, 1987 - December 31, 1989
WORLD INVEST CORPORATION
February 4, 1986 - February 5, 1986
LINSCO FINANCIAL GROUP, INC.
February 3, 1986 - July 10, 1986
CONCORD ASSETS SECURITIES, INC.
July 12, 1982 - September 27, 1985
ESI SECURITIES, INC.
December 9, 1981 - June 17, 1982
CONTINENTAL INVESTOR SERVICES CORPORATION
October 13, 1976 - July 10, 1981
COLONIAL INVESTMENT SERVICES, INC.
February 25, 1975 - November 4, 1976
VAN ECK SECURITIES CORPORATION
February 19, 1970 - February 17, 1975
ROBERT FLEMING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1970
Registered Representative ExaminationSeries 40
Date: 11/27/1976
Registered Principal ExaminationCurrent Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
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