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Raymond Joseph Lazcano Jr

CRD# 304451·Registered 1970 - 1995
Previously Registered: Being a previously registered professional could mean that Raymond is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Raymond Joseph Lazcano JR was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1970 - 1995. Raymond had worked at 10 firms and has passed the Series 63, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
June 9, 1994 - August 28, 1995
SFI INVESTMENTS, INC.·CRD# 21663
BD
New York, NY
December 3, 1991 - September 10, 1992
WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
January 15, 1987 - December 31, 1989
LINSCO FINANCIAL GROUP, INC.·CRD# 524
BD
February 4, 1986 - February 5, 1986
CONCORD ASSETS SECURITIES, INC.·CRD# 10533
BD
February 3, 1986 - July 10, 1986
ESI SECURITIES, INC.·CRD# 7905
BD
July 12, 1982 - September 27, 1985
CONTINENTAL INVESTOR SERVICES CORPORATION·CRD# 10084
BD
December 9, 1981 - June 17, 1982
COLONIAL INVESTMENT SERVICES, INC.·CRD# 167
BD
October 13, 1976 - July 10, 1981
VAN ECK SECURITIES CORPORATION·CRD# 2269
BD
February 25, 1975 - November 4, 1976
ROBERT FLEMING INC.·CRD# 1711
BD
February 19, 1970 - February 17, 1975

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Current Firm

TE
TITAN/VALUE EQUITIES GROUP, INC.

TITAN CAPITAL CORPORATION | TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359 / SEC#: 8-16697
BD
Cancelled by SEC on 12/15/1999

Contact Information

Established

California since 05/20/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Feb 1970

Series 40 — Registered Principal Examination

Passed Nov 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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