TF
Toni J. Francis
ROBERT W. BAIRD & CO.
Akron, OH 44333
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CRD#: 3044443
TF
Professional summary
Toni Jean Francis, who also goes by Toni Jean Wise, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Akron, Ohio.
Toni is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Toni has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Toni Jean Wise
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Toni Jean Francis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Toni Jean Francis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 3875 Embassy Pkwy Ste 300, Akron, OH 44333RIA
BD
CRD#: 8158
Akron, OH
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 3875 Embassy Pkwy Ste 300, Akron, OH 44333RIA
BD
CRD#: 8158
Akron, OH
Past
May 18, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
Akron, OH
Past
May 18, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
Akron, OH
Past
February 2, 2009 - May 30, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
AKRON, OH
Past
February 2, 2009 - May 30, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
AKRON, OH
Past
April 2, 2007 - February 3, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
AKRON, OH
Past
April 2, 2007 - February 3, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
AKRON, OH
Past
August 27, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
AKRON, OH
Past
August 24, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
AKRON, OH
Past
August 3, 2004 - August 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AKRON, OH
Past
July 1, 2003 - August 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 14, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
May 15, 2001 - December 13, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 11, 2000 - April 11, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
December 17, 1999 - March 1, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2024)
RR
Arizona(10/18/2019)
RR
California(10/18/2019)
RR
Colorado(10/18/2019)
RR
District of Columbia(12/13/2019)
RR
Florida(10/18/2019)
IAR
Florida(2/1/2022)
RR
Illinois(12/13/2019)
RR
Indiana(10/18/2019)
RR
Maine(12/13/2019)
RR
Maryland(10/18/2019)
RR
Massachusetts(8/17/2023)
RR
Michigan(12/13/2019)
RR
Minnesota(12/13/2019)
RR
Mississippi(7/28/2020)
RR
Missouri(10/2/2025)
RR
Montana(12/13/2019)
RR
New Jersey(10/18/2019)
RR
New Mexico(2/1/2023)
RR
New York(10/18/2019)
RR
North Carolina(10/18/2019)
RR
Ohio(10/18/2019)
IAR
Ohio(10/18/2019)
RR
Oregon(10/18/2019)
RR
Pennsylvania(10/18/2019)
RR
South Carolina(10/18/2019)
RR
Tennessee(7/28/2020)
RR
Texas(10/18/2019)
IAR
Texas(1/8/2020)
RR
Utah(11/1/2020)
RR
Virginia(10/18/2019)
RR
Washington(10/18/2019)
RR
West Virginia(12/13/2019)
IAR
Wisconsin(10/21/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | ||
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Akron, OH 44333TRUST BUT VERIFY
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