Christopher L. Winkelmann
BRIDGEWATER ASSET MANAGEMENT LLC
Chesterfield, MO 63017
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CRD#: 3044407
Professional summary
Christopher Louis Winkelmann, CFP® is a registered financial advisor currently at BRIDGEWATER ASSET MANAGEMENT LLC located in Chesterfield, Missouri and LPL FINANCIAL LLC located in Chesterfield, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/6/2014 - Bridgewater Asset Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/25/2014 - Bridgewater Asset Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor. 3. 2/5/2020 - Bollinger Group / Lifebridge Insurance Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/30/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 4. 11/18/2022 - No Business Name - Not Investment Related - Home Based - Other - home business - Start Date - 01/01/2022 - 5 Hours Per Month/1 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Louis Winkelmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
March 12, 2014 - Present
BRIDGEWATER ASSET MANAGEMENT LLC
Office #1: 16150 Main Circle Drive Suite 210, Chesterfield, MO 63017RIA
CRD#: 169832
Chesterfield, MO
Current
March 6, 2014 - Present
LPL FINANCIAL LLC
Office #1: 16150 Main Circle Dr Ste 210, Chesterfield, MO 63017-4689RIA
BD
CRD#: 6413
Chesterfield, MO
Past
February 4, 2002 - September 6, 2013
EDWARD JONES
BD
CRD#: 250
ST LOUIS, MO
Past
July 6, 1998 - January 22, 2002
HUNTLEIGH SECURITIES CORPORATION
BD
CRD#: 7456
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BRIDGEWATER ASSET MANAGEMENT LLC
BRIDGEWATER ASSET MANAGEMENT LLC | J.P. GRIFFARD & ASSOCIATES | BRIDGEWATER ASSET MANAGEMENT, LLC
CRD#: 169832 / SEC#: 801-108560
RIA
Registered Investment Advisory firm - (11/9/2016 Approved)California
Registered Investment Advisory firm - (12/15/2016 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/9/2016 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2016 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2016 Terminated)Texas
Registered Investment Advisory firm - (11/15/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(3/6/2014)
IAR
Missouri(3/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/1/2006
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BRIDGEWATER ASSET MANAGEMENT LLC
BRIDGEWATER ASSET MANAGEMENT LLC | J.P. GRIFFARD & ASSOCIATES | BRIDGEWATER ASSET MANAGEMENT, LLC
CRD#: 169832 / SEC#: 801-108560
RIA
Registered Investment Advisory firm - (11/9/2016 Approved)California
Registered Investment Advisory firm - (12/15/2016 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/9/2016 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2016 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2016 Terminated)Texas
Registered Investment Advisory firm - (11/15/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16150 Main Circle Drive Suite 210, Chesterfield, MO 63017
Mailing Address
Phone number
(636) 536-9936
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 298,451,193 |
Red Flags
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Company Information
BRIDGEWATER ASSET MANAGEMENT LLC
CRD#: 169832Chesterfield, MO 63017TRUST BUT VERIFY
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