Phillip L. Clark

OMNISTAR FINANCIAL GROUP

Wilmington, NC 28403

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CRD#: 3044343

Professional summary

Phillip Lloyd Clark, who also goes by Phillip L Clark, is a registered financial advisor currently at OMNISTAR FINANCIAL GROUP, INC. located in Wilmington, North Carolina.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Phillip has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phillip L Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SUNNY DAY FOOD LLC.; 1125 A MILITARY CUTOFF RD. WILMINGTON, NC 28405; DECEMBER 2017- CURRENT; FOOD SERVICE; POSITION- INVESTOR; ESTIMATED ANNUAL INCOME - $20,000.00; NO DUTIES ASSOCIATED; PASSIVE INCOME; 2) PC RENTALS; REAL ESTATE FOR BEACH RENTAL PROPERTY; 2007-CURRENT; MANAGEMENT COMPANY HANDLES ALL DUTIES ASSOCIATED; 8017 MARSH REACH DR. WILMINGTON, NC 28411; PASSIVE INVESTMENT. 3) I AM A LICENSED INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Lloyd Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2009 - Present

OMNISTAR FINANCIAL GROUP, INC.

Office #1: 1712 Eastwood Road Suite 212, Wilmington, NC 28403

RIA

CRD#: 138515

Wilmington, NC

Past

May 25, 2010 - December 2, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HICKORY, NC

Past

June 7, 2006 - June 2, 2010

INVESTACORP, INC.

CRD#: 7684

HICKORY, NC

Past

February 22, 2006 - December 31, 2008

OMNISTAR FINANCIAL GROUP, INC.

RIA

CRD#: 138515

HICKORY, NC

Past

February 23, 2004 - February 22, 2006

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

HICKORY, NC

Past

February 18, 2004 - May 19, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

HICKORY, NC

Past

September 12, 2002 - February 27, 2004

LPL FINANCIAL LLC

RIA

CRD#: 6413

HICKORY, NC

Past

September 12, 2002 - February 27, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

December 31, 2001 - September 9, 2002

CARILLON INVESTMENTS, INC.

RIA

CRD#: 14646

CINCINNATI, OH

Past

September 28, 1998 - September 9, 2002

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMNISTAR FINANCIAL GROUP, INC.

NORTH STAR FINANCIAL GROUP | OMNISTAR FINANCIAL GROUP, INC. | OMNISTAR FINANCIAL GROUP | OMNI STAR FINANCIAL GROUP, INC. | NORTH STAR FINANCIAL GROUP, INC.

CRD#: 138515 / SEC#: 801-107868

RIA

Registered Investment Advisory firm - (6/3/2016 Approved)

North Carolina

Registered Investment Advisory firm - (6/13/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (6/13/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/20/2009)

IAR

Texas
(11/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/2002

General Securities Principal Examination

Current Firm

OMNISTAR FINANCIAL GROUP, INC.

NORTH STAR FINANCIAL GROUP | OMNISTAR FINANCIAL GROUP, INC. | OMNISTAR FINANCIAL GROUP | OMNI STAR FINANCIAL GROUP, INC. | NORTH STAR FINANCIAL GROUP, INC.

CRD#: 138515 / SEC#: 801-107868

RIA

Registered Investment Advisory firm - (6/3/2016 Approved)

North Carolina

Registered Investment Advisory firm - (6/13/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (6/13/2016 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2016 Terminated)

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Contact information

Main Address

1712 Eastwood Road Suite 212, Wilmington, NC 28403

Mailing Address

Phone number

(910) 319-7834

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OMNISTAR FINANCIAL GROUP PART 2 DISCLOSURE BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	963
AUM (Assets Under Management)	$ 228,789,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip L. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Lloyd Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

INVESTACORP, INC.

OMNISTAR FINANCIAL GROUP, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC.

Primary Firm SEC Registration

OMNISTAR FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2000

Series 63

Date: 10/9/1998

SIE

Date: 12/2/2015

Series 7

Date: 9/25/1998

Series 24

Date: 11/4/2002

Current Firm

OMNISTAR FINANCIAL GROUP, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMNISTAR FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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