Manish K. Buch
Professional summary
Manish K Buch, who also goes by Manish Kulin Buch, Manish Kulinchandra Buch, Manish Buch, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.
Manish is registered as a RR (Registered Representative) and started their career in finance in 1998. Manish has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Manish K Buch's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2018 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310April 20, 2016 - February 6, 2018
FIDELITY BROKERAGE SERVICES LLC
November 6, 2008 - April 8, 2016
NATIONAL FINANCIAL SERVICES LLC
February 3, 2004 - February 25, 2008
A.B. WATLEY DIRECT, INC.
June 12, 2002 - February 3, 2004
A.B. WATLEY, INC.
February 29, 2000 - June 6, 2002
A.B. WATLEY, INC.
June 5, 1998 - March 2, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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