William J. Militello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Militello was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 5 firms and has passed the Series 66, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2008 - October 31, 2011
RAFALKO ADVISORS, INC.
August 29, 2005 - October 13, 2006
PURSHE KAPLAN STERLING INVESTMENTS
July 15, 2003 - July 21, 2018
PIEDMONT INVESTMENT ADVISORS, LLC
January 2, 2003 - September 24, 2003
INVESTSCAPE INC.
October 6, 2000 - October 15, 2001
KNIGHT CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
RAFALKO ADVISORS, INC.
CRD#: 146540 / SEC#: 801-70010
Contact information
Red Flags
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