Robert E. Paul

JOEL ISAACSON & CO.

New York, NY 10036

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CRD#: 3044064

Professional summary

Robert Edward Paul JR, who also goes by Robert Edwards Paul, Robert Paul, is a registered financial advisor currently at JOEL ISAACSON & CO., LLC located in New York, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Fee-Only Financi...

Do you have an area of expertise or specialization?

Alternative or Private Investm...

Business Owners

Cash Flow/Budgets/Credit Issue...

Charitable Giving

College/Education Planning

Corporate Executives

Are you a "fiduciary"?

Yes

Aliases

Robert Edwards Paul | Robert Paul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Paul JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2021 - Present

JOEL ISAACSON & CO., LLC

Office #1: 546 Fifth Avenue, New York, NY 10036

RIA

CRD#: 152450

New York, NY

Past

May 8, 1998 - December 13, 1999

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOEL ISAACSON & CO., LLC

JOEL ISAACSON & CO. | JOEL ISAACSON & CO., LLC

CRD#: 152450 / SEC#: 801-70880

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

Texas

Registered Investment Advisory firm - (12/19/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/13/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOEL ISAACSON & CO., LLC

JOEL ISAACSON & CO. | JOEL ISAACSON & CO., LLC

CRD#: 152450 / SEC#: 801-70880

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

Texas

Registered Investment Advisory firm - (12/19/2012 Terminated)

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Contact information

Main Address

546 Fifth Avenue, New York, NY 10036

Mailing Address

Phone number

(212) 302-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOEL ISAACSON & CO., LLC FORM ADV PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	5,347
AUM (Assets Under Management)	$ 8,039,009,854

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2024	Cover Page	Report
10/27/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Robert E. Paul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Paul JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOEL ISAACSON & CO., LLC

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

JOEL ISAACSON & CO., LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/1998

Series 7

Date: 11/13/1999

Series 6

Date: 5/1/1998

Current Firm

JOEL ISAACSON & CO., LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JOEL ISAACSON & CO., LLC

TRUST BUT VERIFY

Contact information

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