Steven A. Zamsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Adolph Zamsky, who also goes by Steven Adolph Zamsky Jr, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2023 - November 14, 2023
OAKPOINT SOLUTIONS, LLC
November 24, 2020 - October 1, 2021
SMITH CAPITAL INVESTORS, LLC
August 23, 2019 - September 30, 2021
ALPS DISTRIBUTORS, INC.
October 12, 2009 - December 31, 2010
MORGAN STANLEY & CO. LLC
September 24, 2009 - July 25, 2019
MORGAN STANLEY & CO. LLC
June 2, 1998 - January 17, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/5/2009
Limited Representative-Equity Trader ExamCurrent Firm
OAKPOINT SOLUTIONS, LLC
CRD#: 171775 / SEC#: , 8-69477
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
