Perry M. Pennacchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry M Pennacchio, who also goes by Perry Mark Pennacchio, was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1999. Perry had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2018 - December 3, 2018
MURIEL SIEBERT & CO., LLC
September 7, 2012 - November 27, 2017
SIGNATOR INVESTORS, INC.
March 11, 2011 - September 10, 2012
LPL FINANCIAL LLC
September 2, 2010 - February 28, 2011
ESSEX NATIONAL SECURITIES, LLC
April 13, 2009 - September 7, 2010
PARK AVENUE SECURITIES LLC
June 28, 2006 - March 31, 2009
OSAIC WEALTH, INC.
November 2, 2005 - June 27, 2006
IFMG SECURITIES, INC.
October 5, 2005 - November 1, 2005
PFIC SECURITIES CORPORATION
June 19, 2002 - October 5, 2005
FISERV INVESTOR SERVICES, INC.
March 11, 2002 - June 14, 2002
CITICORP INVESTMENT SERVICES
May 9, 2001 - March 22, 2002
CHASE INVESTMENT SERVICES CORP.
April 29, 1999 - February 16, 2001
CIBC WORLD MARKETS CORP.
February 18, 1999 - February 1, 1999
REDWOOD BROKERAGE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MURIEL SIEBERT & CO., LLC
CRD#: 5376 / SEC#: , 8-14900
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIEBERT FINANCIAL CORPORATION | PARENT COMPANY | |
| BENDER, KYLE ROBERT | REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP") | 2287329 |
| BONO, RONALD ROSS | CUSTOMER RELATIONSHIP OFFFICER | 1247269 |
| COLOMBINO, MICHAEL JONATHAN | CHIEF FINANCIAL OFFICER/BOARD MEMBER | 4871852 |
| GEBBIA, GLORIA ESTELLE | BOARD MEMBER | 2126152 |
| GEBBIA, JOHN MICHAEL | CO-CEO/BOARD MEMBER | 1866455 |
| GEBBIA, RICHARD SAL | CO-CEO/BOARD MEMBER | 2348552 |
| REICH, ANDREW HENRY | BOARD MEMBER | 1966909 |
| SCHEBECE, GREGORY CHARLES | CHIEF INFORMATION OFFICER | 1498632 |
| SCUTERI, FREDRICK PAUL | CHIEF OPERATING OFFICER | 2623915 |
| SOSNOWSKI, PETER JAMES | NATIONAL SALES MANAGER | 1540143 |
| VILLELLA, BARBARA DUNNE | CCO/AMLCO | 1719722 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
