Stacy A. Amara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Ann Amara, who also goes by Stacy A Belschner, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 1998. Stacy had worked at 4 firms and has passed the Series 63, Series 62, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - June 1, 2012
RESOURCE SECURITIES LLC
February 9, 2009 - October 25, 2010
LIGHTSTONE SECURITIES, LLC
June 14, 2000 - February 23, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
May 28, 1998 - April 12, 2000
NATIXIS DISTRIBUTION, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/6/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
RESOURCE SECURITIES LLC
CRD#: 133022 / SEC#: , 8-66669
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAI VENTURES LLC | SOLE SHAREHOLDER | |
| BLOCK, LAWRENCE STEVEN | PRESIDENT, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 3006613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
