Ellen P. Shepley
Professional summary
Ellen Patricia Shepley, who also goes by Ellen Patricia Clulow, Ellen Clulow, Ellen P Shepley, is a registered financial professional currently at WISDOMTREE SECURITIES, INC. located in New York, New York.
Ellen is registered as a RR (Registered Representative) and started their career in finance in 1998. Ellen has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ellen Patricia Shepley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2025 - Present
WISDOMTREE SECURITIES, INC.
Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119Office #2: 250 West 34th Street 3rd Floor, New York, NY 10119June 27, 2022 - December 20, 2024
FORESIDE FUND SERVICES, LLC
May 23, 2006 - May 26, 2022
E*TRADE SECURITIES LLC
June 17, 1998 - December 31, 2005
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2025)
Exams
FINRA
Current Firm
WISDOMTREE SECURITIES, INC.
CRD#: 317624 / SEC#: , 8-70847
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
