Stefan A. Shimshidian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stefan Ara Shimshidian was a registered financial professional .
Stefan is a previously registered financial professional and started their career in finance in 1999. Stefan had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2013 - May 19, 2025
CABOT LODGE SECURITIES LLC
January 2, 2009 - July 16, 2013
ALLIED BEACON PARTNERS, INC.
March 25, 2008 - December 31, 2008
ADVANCED PLANNING SECURITIES, INC.
May 7, 2007 - March 25, 2008
CLARK DODGE & CO., INC.
September 12, 2005 - March 25, 2008
CLARK DODGE & CO., INC.
October 20, 2004 - September 19, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - September 19, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 9, 2002 - October 20, 2004
QUICK & REILLY, INC.
February 28, 2002 - October 20, 2004
QUICK & REILLY, INC.
March 31, 1999 - February 25, 2002
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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