Melania Mccarley

SAGE ADVISORY SERVICES LTD CO

Prosper, TX

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CRD#: 3043535

Professional summary

Melania Mccarley, AIF®, who also goes by Melania Ponce, is a registered financial advisor currently at SAGE ADVISORY SERVICES LTD CO located in Prosper, Texas.

Melania is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Melania has worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melania Ponce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Resolute Investment Services, Irving Tx, Investment Related, Internal Wholesaler, sales of investment such as mutual funds, ETFs, SMA's, 40 hours a week all during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melania Mccarley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 11, 2023 - Present

SAGE ADVISORY SERVICES LTD CO

RIA

CRD#: 106236

Prosper, TX

Past

December 6, 2021 - May 4, 2023

AMERICAN BEACON ADVISORS, INC.

RIA

CRD#: 105552

IRVING, TX

Past

August 18, 2021 - May 4, 2023

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788

Irving`, TX

Past

June 27, 2017 - July 20, 2021

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

CARMEL, IN

Past

June 27, 2017 - July 20, 2021

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

CARMEL, IN

Past

June 22, 2016 - June 23, 2017

VALEO FINANCIAL ADVISORS, LLC

RIA

CRD#: 127132

INDIANAPOLIS, IN

Past

July 31, 2014 - April 1, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LAFAYETTE, IN

Past

July 31, 2014 - April 1, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LAFAYETTE, IN

Past

May 17, 2013 - July 24, 2014

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

CARMEL, IN

Past

May 16, 2013 - July 24, 2014

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CARMEL, IN

Past

November 1, 2010 - May 13, 2013

AMERICAN BEACON ADVISORS, INC.

RIA

CRD#: 105552

FORT WORTH, TX

Past

June 23, 2010 - March 15, 2013

FORESIDE FUND SERVICES, LLC

CRD#: 46106

FORT WORTH, TX

Past

September 12, 2007 - December 5, 2008

REK ADVISORS, INC.

RIA

CRD#: 108198

HOUSTON, TX

Past

September 8, 2006 - July 5, 2007

AIM PRIVATE ASSET MANAGEMENT

RIA

CRD#: 109264

HOUSTON, TX

Past

August 21, 1998 - July 5, 2007

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE ADVISORY SERVICES LTD CO

CRD#: 106236 / SEC#: 801-52937

RIA

Registered Investment Advisory firm - (9/24/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/16/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/7/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAGE ADVISORY SERVICES LTD CO

CRD#: 106236 / SEC#: 801-52937

RIA

Registered Investment Advisory firm - (9/24/1996 Approved)

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Contact information

Main Address

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202

Mailing Address

Phone number

(512) 327-5530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE ADVISORY SERVICES LTD. CO. (3/28/2025)

Regulatory assets under management

Total Number of Accounts	12,206
AUM (Assets Under Management)	$ 24,975,056,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Melania Mccarley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melania Mccarley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN BEACON ADVISORS, INC.

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

VALEO FINANCIAL ADVISORS, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC.

FORESIDE FUND SERVICES, LLC

REK ADVISORS, INC.

AIM PRIVATE ASSET MANAGEMENT

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

SAGE ADVISORY SERVICES LTD CO

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/2010

Series 66

Date: 9/7/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/21/2010

Series 6

Date: 8/19/1998

Current Firm

SAGE ADVISORY SERVICES LTD CO

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE ADVISORY SERVICES LTD CO

TRUST BUT VERIFY

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