Marc E. Nicolay

HALCYON WEALTH MANAGEMENT

Boulder, CO 80301

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CRD#: 3043427

Professional summary

Marc Edward Nicolay is a registered financial advisor currently at HALCYON WEALTH MANAGEMENT, LLC located in Boulder, Colorado.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marc has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NICOLAY, NORMAN & ASSOCIATES, INC. NON-INVESTMENT RELATED 5990 KIPLING PARKWAY, #200 CERTIFIED PUBLIC ACCOUNTING FIRM PRESIDENT 04/01/2014 FULL-TIME, INCLUDING DURING TRADING HOURS I PROVIDE ATTEST AND NON-ATTEST SERVICES AS A CO LICENSED CPA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Edward Nicolay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2009 - Present

HALCYON WEALTH MANAGEMENT, LLC

Office #1: 3450 Penrose Place Suite 150, Boulder, CO 80301

RIA

CRD#: 149076

Boulder, CO

Past

August 3, 2000 - May 12, 2009

AGILE GROUP

RIA

CRD#: 107070

BOULDER, CO

Past

January 1, 1999 - May 12, 2009

AGILE ADVISORS INC.

RIA

CRD#: 107037

BOULDER, CO

Past

November 9, 1998 - January 20, 2009

AGILE SECURITIES, INC.

CRD#: 39457

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/11/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/6/1998

General Securities Representative Examination

Current Firm

HALCYON WEALTH MANAGEMENT, LLC

HALCYON WEALTH MANAGEMENT | HALCYON WEALTH MANAGEMENT, LLC

CRD#: 149076 / SEC#:

Colorado

Registered Investment Advisory firm - (5/11/2009 Approved)

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Contact information

Main Address

3450 Penrose Place Suite 150, Boulder, CO 80301

Mailing Address

Phone number

(303) 506-2774

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 56,447,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc E. Nicolay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Edward Nicolay's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALCYON WEALTH MANAGEMENT, LLC

AGILE GROUP

AGILE ADVISORS INC.

AGILE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2001

Series 7

Date: 5/6/1998

Current Firm

HALCYON WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALCYON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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