Terry M. Laymon
Professional summary
Terry Michael Laymon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Terry had worked at 5 firms, which includes MAGELLAN SECURITIES INC, AMERIPRISE FINANCIAL SERVICES LLC, MARQUETTE FINANCIAL GROUP INC., AMERICAN EXPRESS FINANCIAL CORPORATION, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 1988 - April 22, 2004
MAGELLAN SECURITIES INC
December 24, 1986 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
October 27, 1982 - September 7, 1988
MARQUETTE FINANCIAL GROUP, INC.
April 24, 1973 - December 9, 1982
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 1973 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
April 24, 1973 - August 3, 1987
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/17/1973
Registered Representative ExaminationSeries 28
Date: 1/21/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MAGELLAN SECURITIES INC
CRD#: 15986 / SEC#: , 8-33047
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
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