EB
Edward Baroncini
EXCEL WEALTH MANAGEMENT
MANCHESTER, CT 06040
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CRD#: 3043354
EB
Professional summary
Edward Baroncini, AIF®, who also goes by Edward Alfred Baroncini Jr, is a registered financial advisor currently at EXCEL WEALTH MANAGEMENT, LLC located in Manchester, Connecticut and LPL FINANCIAL LLC located in Bradenton, Florida.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Edward has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Alfred Baroncini Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/13/2019 - Excel Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/28/2019 - 150 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Excel Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 01/2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 2/13/2023 - BarLuc Holdings, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 10/31/2022 - 1 Hours Per Month/0 Hours During Securities Trading 3. 01/16/2024 - Black Bear Ventures, LLC - Other - Business Owner - Investment Related - Start Date 03/01/2024 - 10 Hours Per Month/ 2 Hours During Trading 4. 07/01/2024 - 401k Cube, LLC - Third Party Administrator (TPA) - Not Investment Related - At Reported Business Location(s) - Start Date 06/01/2023 - 10 Hours per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Edward Baroncini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 28, 2019 - Present
EXCEL WEALTH MANAGEMENT, LLC
Office #1: 935 Main Street Unit E, Manchester, CT 06040RIA
CRD#: 299602
MANCHESTER, CT
Current
December 11, 2014 - Present
LPL FINANCIAL LLC
Office #2: 935 Main Street, Manchester, CT 06040RIA
BD
CRD#: 6413
Bradenton, FL
Past
December 11, 2014 - July 24, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
August 17, 2009 - December 16, 2014
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
GLASTONBURY, CT
Past
August 3, 2009 - December 16, 2014
FSC SECURITIES CORPORATION
BD
CRD#: 7461
GLASTONBURY, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EXCEL WEALTH MANAGEMENT, LLC
EXCEL WEALTH MANAGEMENT, LLC
CRD#: 299602 / SEC#: 801-114524
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/10/2020)
RR
Connecticut(12/11/2014)
IAR
Connecticut(1/28/2019)
RR
Florida(12/11/2014)
IAR
Florida(11/18/2020)
RR
Idaho(5/16/2019)
RR
Maine(6/19/2019)
RR
Maryland(11/22/2017)
RR
Massachusetts(12/11/2014)
RR
New Hampshire(4/10/2015)
RR
New Jersey(6/1/2016)
RR
New York(12/11/2014)
RR
North Carolina(1/2/2015)
IAR
North Carolina(5/14/2019)
RR
Pennsylvania(9/19/2024)
RR
Rhode Island(12/11/2014)
RR
South Carolina(1/2/2015)
RR
Texas(1/2/2015)
IAR
Texas(6/5/2020)
RR
Vermont(1/2/2015)
RR
Washington(8/28/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EW
EXCEL WEALTH MANAGEMENT, LLC
EXCEL WEALTH MANAGEMENT, LLC
CRD#: 299602 / SEC#: 801-114524
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
935 Main Street Unit E, Manchester, CT 06040
Mailing Address
Phone number
(888) 929-9920
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 273,041,547 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
