Edward Baroncini
AIF®Professional Summary
Edward Baroncini, AIF®, who also goes by Edward Alfred Baroncini Jr, is a registered financial advisor currently at EXCEL WEALTH MANAGEMENT, LLC located in Manchester, Connecticut and LPL FINANCIAL LLC located in Bradenton, Florida. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Edward has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Edward Alfred Baroncini Jr
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
EXCEL WEALTH MANAGEMENT, LLC
Contact Information
Main Address
935 Main Street Unit E, Manchester, CT 06040Phone Number
(888) 929-9920# of Employees
9SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
332AUM (Assets Under Management)
$310,496,264Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EXCEL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(2/10/2020)
(12/11/2014)
(1/28/2019)
(12/11/2014)
(11/18/2020)
(2/16/2026)
(5/16/2019)
(9/23/2026)
(6/19/2019)
(11/22/2017)
(12/11/2014)
(9/22/2026)
(4/10/2015)
(6/1/2016)
(12/11/2014)
(1/2/2015)
(5/14/2019)
(9/27/2026)
(9/19/2024)
(12/11/2014)
(1/2/2015)
(1/2/2015)
(6/5/2020)
(1/2/2015)
(8/28/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Edward Baroncini's CRS (Customer Relationship Summary).
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