Wayne V. Walden

CITY DIFFERENT INVESTMENTS

SANTA MONICA, CA

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CRD#: 3043304

Professional summary

Wayne Vinson Walden, CFA is a registered financial advisor currently at CITY DIFFERENT INVESTMENTS located in Santa Monica, California.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Wayne has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A PARTNER OF BAETULO CAPITAL MANAGEMENT, A SMALL FAMILY PARTNERSHIP MANAGED BY MY WIFE, WHICH INVESTS IN COMMODITIES. MY ROLE IS PASSIVE AND REQUIRES NO TIME COMMITMENT BY ME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Vinson Walden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 17, 2021 - Present

CITY DIFFERENT INVESTMENTS

RIA

CRD#: 310982

SANTA MONICA, CA

Past

October 30, 2002 - February 11, 2020

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

December 21, 1998 - August 22, 2001

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITY DIFFERENT INVESTMENTS

CITY DIFFERENT HOLDINGS LP | CITY DIFFERENT INVESTMENTS, LLC | CITY DIFFERENT INVESTMENTS

CRD#: 310982 / SEC#: 801-120293

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/11/2023)

IAR

New Mexico
(2/17/2021)

IAR

Texas
(12/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/1998

General Securities Representative Examination

Current Firm

CITY DIFFERENT INVESTMENTS

CITY DIFFERENT HOLDINGS LP | CITY DIFFERENT INVESTMENTS, LLC | CITY DIFFERENT INVESTMENTS

CRD#: 310982 / SEC#: 801-120293

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

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Contact information

Main Address

925 Paseo De Peralta, Santa Fe, NM 87501

Mailing Address

Phone number

(505) 416-4550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 265,806,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne V. Walden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Vinson Walden's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY DIFFERENT INVESTMENTS

THORNBURG SECURITIES LLC

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

CITY DIFFERENT INVESTMENTS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/18/1998

Current Firm

CITY DIFFERENT INVESTMENTS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CITY DIFFERENT INVESTMENTS

TRUST BUT VERIFY

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