James W. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James W Hall was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2009 - February 8, 2012
ADVANTAGE INVESTMENT MANAGEMENT, LLC
August 7, 2008 - January 27, 2012
NATIONAL PLANNING CORPORATION
August 7, 2008 - January 27, 2012
NATIONAL PLANNING CORPORATION
January 1, 2004 - August 18, 2008
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - August 18, 2008
VOYA FINANCIAL ADVISORS, INC.
February 2, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
April 19, 2001 - January 1, 2004
LOCUST STREET SECURITIES, INC.
May 8, 1998 - January 4, 2001
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
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Exams
Current Firm
ADVANTAGE INVESTMENT MANAGEMENT, LLC
CRD#: 146236 / SEC#: 801-69551
Contact information
Red Flags
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