Warun N. Kumar
Professional summary
Warun Nmn Kumar, who also goes by Warun Kumar, is a registered financial advisor currently at DERIVATY CO located in White Plains, New York.
Warun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Warun has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Warun Nmn Kumar's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2021 - Present
DERIVATY CO
Office #1: 777 Westchester Ave, White Plains, NY 10604November 20, 2014 - November 17, 2020
VP DISTRIBUTORS LLC
March 9, 2011 - December 31, 2013
VARICK ASSET MANAGEMENT
September 22, 2008 - December 2, 2009
BARCLAYS CAPITAL INC.
April 23, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
February 23, 1999 - January 5, 2001
ROBERTSON STEPHENS, INC.
May 29, 1998 - January 12, 1999
JPMSI
Primary Firm SEC Registration
DERIVATY CO
CRD#: 310249 / SEC#: 801-119381
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/2021)
Exams
Current Firm
DERIVATY CO
CRD#: 310249 / SEC#: 801-119381
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 30,000,000 |
Red Flags
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