Niles D. Breslau
Professional summary
Niles David Breslau is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Bayonne, New Jersey.
Niles is registered as a RR (Registered Representative) and started their career in finance in 1999. Niles has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Niles David Breslau's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2002 - Present
WORLD INVESTMENTS, LLC
Office #1: 847 Broadway, Bayonne, NJ 07002January 29, 1999 - November 18, 2002
C. J. M. PLANNING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2007)
(8/13/2013)
(11/19/2002)
(11/29/2011)
(7/2/2024)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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