YN

Yevgeny Neginsky

Some features on this profile are disabled
CRD#: 3043061
YN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yevgeny Neginsky, who also goes by Eugene Neginsky, was a registered financial professional .

Yevgeny is a previously registered financial professional and started their career in finance in 2009. Yevgeny had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eugene Neginsky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 9, 2009 - December 1, 2014

SPRINGDALE CAPITAL

RIA
CRD#: 150338
PRINCETON, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SPRINGDALE CAPITAL
SPRINGDALE CAPITAL | SPRINGDALE CAPITAL LLC

CRD#: 150338 / SEC#: 801-80006

RIA
Registered Investment Advisory firm - (7/8/2014 Approved)
Connecticut
Registered Investment Advisory firm - (7/28/2014 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


SC
SPRINGDALE CAPITAL
SPRINGDALE CAPITAL | SPRINGDALE CAPITAL LLC

CRD#: 150338 / SEC#: 801-80006

RIA
Registered Investment Advisory firm - (7/8/2014 Approved)
Connecticut
Registered Investment Advisory firm - (7/28/2014 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Princeton, NJ
Mailing Address
Phone number
(203) 936-7404
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts47
AUM (Assets Under Management)$ 64,199,742

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPRINGDALE CAPITAL

CRD#: 150338

TRUST BUT VERIFY

Monitor Yevgeny Neginsky

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.