Kevin Deacy

NEXPOINT SECURITIES

Dallas, TX 75201

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CRD#: 3043036

Professional summary

Kevin Deacy, who also goes by Kevin Michael Deacy, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Michael Deacy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Deacy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2022 - Present

NEXPOINT SECURITIES, INC.

Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201

CRD#: 165013

Dallas, TX

Past

June 21, 2021 - October 10, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

January 2, 2020 - April 6, 2021

PREP SECURITIES, LLC

CRD#: 188522

PARK CITY, UT

Past

April 23, 2019 - December 31, 2019

CR CAPITAL DISTRIBUTORS, LLC

CRD#: 171776

NEWPORT BEACH, CA

Past

August 5, 2015 - January 14, 2019

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

March 12, 2007 - July 31, 2015

RIDGEWOOD SECURITIES CORPORATION

CRD#: 15453

MONTVALE, NJ

Past

November 19, 2003 - January 8, 2007

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

June 17, 2002 - July 21, 2003

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

July 20, 1999 - June 26, 2002

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

December 4, 1998 - August 19, 1999

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/14/2022)

Indiana
(10/14/2022)

Michigan
(10/14/2022)

Wisconsin
(10/14/2022)

Exams

State Security Law Exam

Series 63

Date: 12/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NEXPOINT SECURITIES, INC.

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: , 8-69128

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Mailing Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Phone number

(833) 697-6246

Established

Delaware since 06/14/2012

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NEXPOINT ASSET MANAGEMENT, L.P.	SHAREHOLDER	149653
HOLT, DAVID ERIC	CHIEF COMPLIANCE OFFICER/ POO	2426935
NORRIS, DUSTIN DAVID	PRESIDENT	6624477
RUSSELL, SARAH DETLING	FINOP / PFO	6727189

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Deacy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Deacy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

PREP SECURITIES, LLC

CR CAPITAL DISTRIBUTORS, LLC

CNL SECURITIES CORP.

RIDGEWOOD SECURITIES CORPORATION

ATEL SECURITIES CORPORATION

ALLIANZ LIFE FINANCIAL SERVICES, LLC

INVESCO CAPITAL MARKETS, INC.

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2002

Series 6

Date: 11/30/1998

FINRA

Current Firm

NEXPOINT SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NEXPOINT SECURITIES, INC.

TRUST BUT VERIFY

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