Paul Brieff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Brieff was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1965. Paul had worked at 8 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2003 - December 31, 2005
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
October 1, 1997 - December 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
May 1, 1979 - October 1, 1997
USLIFE EQUITY SALES CORP.
August 4, 1976 - March 31, 1986
O. H. ASHLEY & CO., INC.
May 9, 1975 - May 1, 1976
ROBERTSON SECURITIES CORPORATION
March 19, 1975 - May 1, 1979
USLIFE EQUITY SALES CORP
July 16, 1973 - November 24, 1974
R. L. WHITNEY SECURITIES, INC.
August 11, 1965 - January 4, 1975
CREATIVE PROGRAMS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
CRD#: 121699 / SEC#: , 8-65439
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL SERVICE CORPORATION | SOLE SHAREHOLDER | 4806 |
| BECKER, DAVID CLIFFORD SR. | FINOP, VICE PRESIDENT | 4635972 |
| BROWN, STEPHANIE LEIGH | DIRECTOR | 1973369 |
| CLOUD, VINCENT THOMAS | EXEC VP/DIRECTOR | 1107858 |
| COATES, SUSAN LOHMANN | SR. VICE PRESIDENT | 1563043 |
| DIXON, JOHN LINCOLN | CHAIRMAN | 68827 |
| DWYER, WILLIAM EDWARD III | DIRECTOR | 1274680 |
| KALBAUGH, JOHN ANDREW | CHIEF EXECUTIVE OFFICER | 1821773 |
| KAMINSKI, DENNIS STANLEY | EXEC VP/ASST. SECRETARY/DIRECTOR | 1013459 |
| LYLE, TIMOTHY JAMES | SR. VP/CHIEF COMPLIANCE OFFICER | 1111138 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
Disclosures
| Arbitration | 1 |
Red Flags
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