Christopher R. Dorsett

SEAMOUNT FINANCIAL GROUP

COLORADO SPRINGS, CO 80903

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CRD#: 3042525

Professional summary

Christopher Robert Dorsett, CFP® is a registered financial advisor currently at SEAMOUNT FINANCIAL GROUP INC located in Colorado Springs, Colorado and LPL FINANCIAL LLC located in Colorado Springs, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Dorsett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

June 3, 1999 - Present

SEAMOUNT FINANCIAL GROUP INC

Office #1: 90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903

RIA

CRD#: 107834

COLORADO SPRINGS, CO

Current

May 1, 2025 - Present

LPL FINANCIAL LLC

Office #1: 90 S Cascade Av Ste 970, Colorado Springs, CO 80903Office #2: 1111 Bayside Dr Ste 214, Corona Del Mar, CA 92625

RIA

CRD#: 6413

Colorado Springs, CO

Past

November 10, 2009 - May 1, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Colorado Springs, CO

Past

October 8, 1999 - November 9, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

COLORADO SPRINGS, CO

Past

May 21, 1998 - October 8, 1999

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEAMOUNT FINANCIAL GROUP INC

CRD#: 107834 / SEC#: 801-56412

RIA

Registered Investment Advisory firm - (4/6/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/1/2025)

IAR

California
(4/16/2004)

California
(5/1/2025)

IAR

Colorado
(6/3/1999)

Colorado
(5/1/2025)

Florida
(5/5/2025)

Georgia
(5/1/2025)

Idaho
(5/1/2025)

Iowa
(5/1/2025)

Kansas
(5/1/2025)

Maryland
(10/28/2025)

Massachusetts
(5/1/2025)

Michigan
(5/1/2025)

Missouri
(5/1/2025)

Nebraska
(5/1/2025)

New Mexico
(5/1/2025)

North Carolina
(5/1/2025)

Oklahoma
(5/1/2025)

Oregon
(5/1/2025)

South Carolina
(5/1/2025)

Tennessee
(5/1/2025)

IAR

Texas
(8/26/2015)

Texas
(5/1/2025)

Utah
(5/1/2025)

Virginia
(5/1/2025)

Washington
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/15/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SEAMOUNT FINANCIAL GROUP INC

CRD#: 107834 / SEC#: 801-56412

RIA

Registered Investment Advisory firm - (4/6/1999 Approved)

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Contact information

Main Address

90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 471-1171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEAMOUNT FINANCIAL GROUP INC ADV BROCHURE (6/4/2025)

Regulatory assets under management

Total Number of Accounts	1,604
AUM (Assets Under Management)	$ 665,191,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Dorsett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Dorsett's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAMOUNT FINANCIAL GROUP INC

LPL FINANCIAL LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

SEAMOUNT FINANCIAL GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/1998

Series 63

Date: 6/18/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1998

Series 24

Date: 3/15/1999

FINRA

Current Firm

SEAMOUNT FINANCIAL GROUP INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEAMOUNT FINANCIAL GROUP INC

TRUST BUT VERIFY

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