CD
Christopher R. Dorsett
SEAMOUNT FINANCIAL GROUP
COLORADO SPRINGS, CO 80903
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CRD#: 3042525
CD
Professional summary
Christopher Robert Dorsett, CFP® is a registered financial advisor currently at SEAMOUNT FINANCIAL GROUP INC located in Colorado Springs, Colorado and LPL FINANCIAL LLC located in Colorado Springs, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 05/2025 - Equity Trust Company SDIRA FBO Christopher Dorsett - Real Estate Rental - Westlake, OH - Investment Related - Start Date 11/16/2023 - 0 hours per month/ during trading 2- 05/2025 - Dorsett Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Home Based - Investment Related - Start Date 01/01/2021 - 3 hours per month/ 0 hours during trading 3- 05/2025 - Seamount Financial Group, LLC - Registered Investment Advisor DBA - IAR - At Reported Business Location(s) - Investment Related - Start Date 01/01/1999 - 50 hours per month/ 35 hours during trading - I provide investment advisory services through Seamount Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/1999. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 05/2025 - Christopher Dorsett, Insurance - Non-Variable Insurance - Home Based - Investment Related - Start Date 08/11/2014 - 1 hour per month/
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Robert Dorsett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 3, 1999 - Present
SEAMOUNT FINANCIAL GROUP INC
Office #1: 90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903RIA
CRD#: 107834
COLORADO SPRINGS, CO
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
Office #1: 90 S Cascade Av Ste 970, Colorado Springs, CO 80903Office #2: 1111 Bayside Dr Ste 214, Corona Del Mar, CA 92625RIA
BD
CRD#: 6413
Colorado Springs, CO
Past
November 10, 2009 - May 1, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Colorado Springs, CO
Past
October 8, 1999 - November 9, 2009
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
COLORADO SPRINGS, CO
Past
May 21, 1998 - October 8, 1999
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SEAMOUNT FINANCIAL GROUP INC
SEAMOUNT FINANCIAL GROUP INC
CRD#: 107834 / SEC#: 801-56412
RIA
Registered Investment Advisory firm - (4/6/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2025)
IAR
California(4/16/2004)
RR
California(5/1/2025)
IAR
Colorado(6/3/1999)
RR
Colorado(5/1/2025)
RR
Florida(5/5/2025)
RR
Georgia(5/1/2025)
RR
Idaho(5/1/2025)
RR
Iowa(5/1/2025)
RR
Kansas(5/1/2025)
RR
Maryland(10/28/2025)
RR
Massachusetts(5/1/2025)
RR
Michigan(5/1/2025)
RR
Missouri(5/1/2025)
RR
Nebraska(5/1/2025)
RR
New Mexico(5/1/2025)
RR
North Carolina(5/1/2025)
RR
Oklahoma(5/1/2025)
RR
Oregon(5/1/2025)
RR
South Carolina(5/1/2025)
RR
Tennessee(5/1/2025)
IAR
Texas(8/26/2015)
RR
Texas(5/1/2025)
RR
Utah(5/1/2025)
RR
Virginia(5/1/2025)
RR
Washington(5/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SEAMOUNT FINANCIAL GROUP INC
SEAMOUNT FINANCIAL GROUP INC
CRD#: 107834 / SEC#: 801-56412
RIA
Registered Investment Advisory firm - (4/6/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
90 So Cascade Avenue Suite 970, Colorado Springs, CO 80903
Mailing Address
Phone number
(719) 471-1171
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,604 |
| AUM (Assets Under Management) | $ 665,191,281 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SEAMOUNT FINANCIAL GROUP INC
CRD#: 107834Colorado Springs, CO 80903TRUST BUT VERIFY
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