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JW

Jane Wibowo

CRD# 3042382·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Jane is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jane Wibowo, who also goes by Jane Wibowo Djunaedy, Jane Djunaedy, Jane Kho, was a registered financial advisor. Jane was a previously registered financial professional and started their career in finance 1998 - 2012. Jane had worked at 7 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jane Wibowo Djunaedy, Jane Djunaedy, Jane Kho

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

FORTUNE SECURITIES, INC.Past·CRD# 40821
BD
City Of Industry, CA
January 5, 2012 - November 8, 2012
KEY WEST INVESTMENTS, LLCPast·CRD# 149418
BD
Alhambra, CA
May 11, 2010 - December 31, 2011
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Covina, CA
January 1, 2007 - January 25, 2010
AMERITAS INVESTMENT COMPANY, LLCPast·CRD# 14869
BD
Lincoln, NE
August 13, 2004 - October 3, 2005
SCF SECURITIES, INC.Past·CRD# 47275
BD
Fresno, CA
May 3, 2002 - December 1, 2003
VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882
BD
Windsor, CT
January 7, 2000 - December 31, 2001
WMA SECURITIES, INC.Past·CRD# 32625
BD
Duluth, GA
May 27, 1998 - December 3, 1999

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Current Firm

FS
FORTUNE SECURITIES, INC.

FORTUNE SECURITIES, INC.

CRD#: 40821 / SEC#: 8-49208
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

388 E. Valley Blvd. Suite 208, Alhambra, CA 91801

Mailing Address

388 E. Valley Blvd. Suite 208, Alhambra, CA 91801

Phone Number

(626) 281-6001

Established

California since 11/20/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHEN, YINYICEO, DIRECTOR ,SECRETARY, MUNI BOND PRINCIPAL & CFO2086259
CHEN, YINYICCO2086259
CHEN, JEN WEISHAREHOLDER2734506
WU, FENG-SHENGSHAREHOLDER5672647

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1998About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2007About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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