Dennis Beaudet
Professional summary
Dennis Beaudet, AIF® is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1998. Dennis has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Beaudet's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2011 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116December 12, 2012 - December 31, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
November 3, 2010 - May 16, 2011
VALLEY FORGE ASSET MANAGEMENT, LLC
April 27, 2006 - May 16, 2011
VALLEY FORGE ASSET MANAGEMENT, LLC
February 21, 2006 - November 2, 2010
RAMPART FINANCIAL SERVICES, INC.
October 1, 2000 - December 31, 2004
WELLS FARGO CLEARING SERVICES, LLC
September 13, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 24, 1999 - February 22, 2000
WILMINGTON BROKERAGE SERVICES COMPANY
June 5, 1998 - March 4, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2025)
(3/19/2025)
(4/17/2025)
(1/27/2025)
(10/19/2020)
(9/13/2024)
(8/27/2025)
(2/18/2025)
(1/17/2014)
(9/11/2025)
(3/3/2025)
(4/24/2024)
(9/5/2024)
(9/5/2024)
(5/18/2016)
(5/18/2016)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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