Hyung S. Cheoun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hyung Sik Cheoun, who also goes by Hyung S Cheoun, T C Cheoun, was a registered financial professional .
Hyung is a previously registered financial professional and started their career in finance in 1998. Hyung had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - September 20, 2016
CAPE SECURITIES INC.
April 1, 2014 - March 5, 2015
CETERA INVESTMENT ADVISERS LLC
April 1, 2014 - March 5, 2015
CETERA INVESTMENT SERVICES LLC
July 19, 2011 - April 9, 2014
TRUIST INVESTMENT SERVICES, INC.
July 13, 2011 - April 9, 2014
TRUIST INVESTMENT SERVICES, INC.
December 5, 2007 - July 11, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 30, 2007 - July 11, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 2, 2004 - December 4, 2007
TRUIST INVESTMENT SERVICES, INC.
January 20, 2004 - December 4, 2007
TRUIST INVESTMENT SERVICES, INC.
November 21, 2003 - January 20, 2004
CARTER, TERRY & COMPANY, INC.
July 28, 2003 - September 11, 2003
PRUCO SECURITIES, LLC.
March 15, 2002 - September 11, 2003
PRUCO SECURITIES, LLC.
May 30, 2001 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2000 - May 10, 2001
UBS FINANCIAL SERVICES INC.
May 4, 1998 - June 23, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
