Eustathios Karavitis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eustathios Karavitis, who also goes by Stace Karavitis, was a registered financial professional .
Eustathios is a previously registered financial professional and started their career in finance in 1999. Eustathios had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2011 - December 18, 2012
FMG DISTRIBUTORS, INC.
January 16, 2008 - February 16, 2010
PRINCIPAL SECURITIES, INC.
March 21, 2007 - December 4, 2007
TOUCHSTONE SECURITIES, INC.
July 14, 2004 - May 10, 2006
MORGAN STANLEY DW INC.
February 3, 2000 - July 18, 2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 26, 1999 - November 3, 1999
FIRST UNION BROKERAGE SERVICES, INC.
January 22, 1999 - February 12, 1999
NYLIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FMG DISTRIBUTORS, INC.
CRD#: 29243 / SEC#: , 8-44258
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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