Sophit Lee
DOCSA CAPITAL MANAGEMENT
Portage, MI 49024
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CRD#: 3041901
Professional summary
Sophit Lee, CFP®, who also goes by Sophit Lee, Cfp®, Sophit Supphavanit, is a registered financial advisor currently at DOCSA CAPITAL MANAGEMENT, INC. located in Portage, Michigan.
Sophit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sophit has worked at 1 firm and has passed the Series 65 exam.
Biography
Sophit received her undergraduate and graduate degrees from the University of California, Berkeley. She brings insights from over 38 years of investment and over 25 years of financial planning experience to help clients coordinate and integrate their personal financial planning needs with their tax and portfolio considerations.
Sophit regularly contributes to her profession. She was an instructor in the Personal Financial Planning Certificate Program at the University of California at Irvine; a guest instructor at the NAPFA Midwest Regional Conference Basic Training Program; and a past volunteer member on a CFP Board of Professional Review hearing panel. The hearing is part of the CFP Board’s process in reviewing and investigating complaints against CFP® practitioners. She also regularly participates in the national consumer hotline, co-sponsored by Kiplinger Personal Finance Magazine and NAPFA.
Sophit has been quoted in print and online articles, such as the Journal of Financial Planning and the New York Times.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Tax Planning
Retirement Income Management
Comprehensive Financial Planni...
Social Security Planning
Retirement Planning
Education Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Investment Advice without Ongo...
Middle Income Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
Sophit Lee, Cfp® | Sophit Supphavanit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sophit Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
April 30, 2001 - Present
DOCSA CAPITAL MANAGEMENT, INC.
Office #1: 8080 Moorsbridge Rd Suite 200, Portage, MI 49024RIA
CRD#: 124302
Portage, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/30/2001)
IAR
Florida(3/3/2017)
IAR
Louisiana(9/9/2019)
IAR
Michigan(12/20/2010)
Current Firm
DOCSA CAPITAL MANAGEMENT, INC.
DOCSA CAPITAL MANAGEMENT, INC.
CRD#: 124302 / SEC#:
California
Registered Investment Advisory firm - (4/30/2001 Approved)Florida
Registered Investment Advisory firm - (3/3/2017 Approved)Louisiana
Registered Investment Advisory firm - (9/9/2019 Approved)Michigan
Registered Investment Advisory firm - (10/9/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8080 Moorsbridge Rd Suite 200, Portage, MI 49024
Mailing Address
Phone number
(269) 488-2322
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 219 |
| AUM (Assets Under Management) | $ 85,950,371 |
Red Flags
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Company Information
DOCSA CAPITAL MANAGEMENT, INC.
CRD#: 124302Portage, MI 49024TRUST BUT VERIFY
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