CS
Corey J. Schmidt
THRIVENT ADVISOR NETWORK
Naperville, IL 60563
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CRD#: 3041860
CS
Professional summary
Corey James Schmidt, CFP®, ChFC® is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Naperville, Illinois and THRIVENT INVESTMENT MANAGEMENT INC. located in Naperville, Illinois.
Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Corey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALL SAINTS CATHOLIC ACADEMY POSITION: Board Member NATURE: School Board INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2023 ADDRESS: 1155 Aurora Ave, Naperville IL 60540, United States DESCRIPTION: Discussing opportunities for school calendar, monthly faith initiatives, fundraising events. PAT MCNAMARA REAL ESTATE POSITION: Realtor NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 313 Essex Ct, Yorkville IL 60560, United States DESCRIPTION: Help family and close friend buy/sell homes CRESS CREEK COUNTRY CLUB BOARD OF DIRECTORS POSITION: Board member and Vice Chair of Grounds NATURE: I was just elected to the board of directors on 7/28/24. The job of the board is to provide oversight to the General Manager, and to actively be a part of a committee and help make decisions. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 1215 Royal St. George Drive, Naperville IL 60563, United States DESCRIPTION: We will help make decisions and provide oversight to the general manager. Additionally I will serve as Vice chair of the grounds committee, which deals with the physical maintenance of the golf course and facilities. FIXED INSURANCE POSITION: Agent NATURE: Selling and servicing Fixed Insurance contracts. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2020 ADDRESS: 1460 Bond St., Suite 120, Naperville IL 60563, United States DESCRIPTION: Sales and servicing of Fixed insurance products THRIVENT ADVISOR NETWORK, LLC DBA INTENTGEN FINANCIAL PARTNERS POSITION: Founding Partner, wealth advisor NATURE: Affiliated retail investment advisory firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 09/25/2020 ADDRESS: 1460 Bond St, suite 120, Naperville IL 60563, United States DESCRIPTION: Provide investment advisory services to retail clients. LNS OPERATIONS, LLC POSITION: Owner NATURE: LLC is established for the expenses of TIMI/TAN business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2005 ADDRESS: 1460 Bond St., Suite 120, Naperville IL 60563, United States DESCRIPTION: Review Financial Statements, Vendor Agreements, Payroll, etc. LUTHER COLLEGE POSITION: Member of the Board NATURE: Higher Education oversight INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/05/2019 ADDRESS: 700 College Dr, Decorah IA 52101, United States DESCRIPTION: Governance of the college, provide oversight on various initiatives including institutional planning, enrollment, budget and development. SNL PROPERTY HOLDINGS, LLC POSITION: Owner/Manager NATURE: Own or leases commercial real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2005 ADDRESS: 1460 Bond St., Suite 120, Naperville IL 60563, United States DESCRIPTION: Review Financial Statements, Lease agreements, and facilitate bill payments for the commercial properties
CRS (Client Relationship Summary) - RIA
Click below to view Corey James Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 29, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 1460 Bond St, Suite 120, Naperville, IL 60563RIA
CRD#: 304569
Naperville, IL
Current
August 8, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1460 Bond St, Naperville, IL 60563RIA
BD
CRD#: 18387
Naperville, IL
Past
September 24, 2020 - August 5, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Naperville, IL
Past
August 5, 2002 - September 24, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Naperville, IL
Past
July 1, 2002 - September 24, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Naperville, IL
Past
November 7, 2001 - August 5, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
RIA
CRD#: 4205
DOWNERS GROVE, IL
Past
August 3, 1998 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2024)
RR
California(10/16/2024)
RR
Colorado(10/17/2024)
RR
Florida(10/17/2024)
RR
Georgia(10/18/2024)
IAR
Illinois(9/29/2020)
RR
Illinois(9/6/2024)
RR
Indiana(10/16/2024)
RR
Iowa(10/17/2024)
RR
Maryland(10/29/2024)
RR
Massachusetts(10/16/2024)
RR
Michigan(10/18/2024)
RR
Minnesota(10/16/2024)
RR
Missouri(10/17/2024)
RR
New Jersey(10/16/2024)
RR
North Carolina(10/17/2024)
RR
North Dakota(10/21/2024)
RR
Ohio(10/16/2024)
RR
Oregon(10/24/2024)
RR
Pennsylvania(10/17/2024)
RR
South Carolina(10/16/2024)
RR
Tennessee(10/17/2024)
IAR
Texas(8/19/2022)
RR
Texas(10/17/2024)
RR
Virginia(10/17/2024)
RR
Washington(10/16/2024)
RR
Wisconsin(10/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
