NW
Nolan C. Wood
CANTERBURY CONSULTING
Seattle, WA 98101
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CRD#: 3041549
NW
Professional summary
Nolan C Wood is a registered financial advisor currently at CANTERBURY CONSULTING INCORPORATED located in Seattle, Washington.
Nolan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nolan has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since July 2024, Nolan Wood has been operating as an investment professional and advisor at Canterbury Asset Management (CAM), an investment advisory firm that is a wholly owned affiliate of Canterbury Consulting, Inc. CAM is registered in the Canadian provinces of British Columbia, Alberta and Ontario, providing investment advisory services similar to those offered by Canterbury Consulting. CAM's services are provided out of the Canterbury Consulting offices in the United States. Nolan Wood's work for CAM is part of his overall work at Canterbury Consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Nolan C Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2005 - Present
CANTERBURY CONSULTING INCORPORATED
Office #1: 1200 Fifth Ave Suite 1725, Seattle, WA 98101RIA
CRD#: 22875
Seattle, WA
Past
February 1, 2005 - October 24, 2013
CANTERBURY CONSULTING INCORPORATED
BD
CRD#: 22875
SEATTLE, WA
Past
January 31, 2000 - January 7, 2005
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
RIA
CRD#: 104606
SAN DIEGO, CA
Past
September 29, 1999 - January 7, 2005
NICHOLAS-APPLEGATE SECURITIES LLC
BD
CRD#: 31205
SAN DIEGO, CA
Past
April 17, 1998 - January 18, 1999
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CANTERBURY CONSULTING INCORPORATED
CANTERBURY CAPITAL SERVICES, INC. | FLINT, KRUEGER, BEIMFOHR, & CLUCK INC. | CANTERBURY CONSULTING INCORPORATED | CANTERBURY CONSULTING GP I, LLC
CRD#: 22875 / SEC#: 801-34756, 8-39969
RIA
Registered Investment Advisory firm - SEC (9/7/1989 Approved)BD
Terminated by SEC on 12/13/2013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/1/2005)
IAR
Oregon(3/2/2023)
IAR
Utah(9/19/2024)
IAR
Washington(9/29/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CANTERBURY CONSULTING INCORPORATED
CANTERBURY CAPITAL SERVICES, INC. | FLINT, KRUEGER, BEIMFOHR, & CLUCK INC. | CANTERBURY CONSULTING INCORPORATED | CANTERBURY CONSULTING GP I, LLC
CRD#: 22875 / SEC#: 801-34756, 8-39969
RIA
Registered Investment Advisory firm - SEC (9/7/1989 Approved)BD
Terminated by SEC on 12/13/2013
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Contact information
Main Address
610 Newport Center Drive Suite 500, Newport Beach, CA 92660-6404
Mailing Address
Phone number
(949) 721-9580
Established
California since 05/28/1988
Firm type
Corporation
Fiscal year end
December
# of Employees
69
SEC notice filing (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLUCK, DONALD ROBINSON | CHAIRMAN | 863902 |
| LAVEN, MICHAEL SCOTT | MANAGING DIRECTOR | 1497898 |
| MONTGOMERY, JERRY DALE III | MANAGING DIRECTOR | 1874730 |
| BERWANGER, ADELE HUGHES | MANAGING DIRECTOR | 2068413 |
| KRUEGER, KENNETH PETER | DIRECTOR | 275918 |
| PAREKH, POORVI RAJEN | PRESIDENT & CHIEF EXECUTIVE OFFICER | |
| BATRES, TERESA | CHIEF FINANCIAL OFFICER; FINOP | 5481832 |
| CHOWDHURY, DEBASHIS | MANAGING DIRECTOR | 3146678 |
| GRATTEAU, AMY MICHELLE | DIRECTOR OF MARKETING | 2986612 |
| JETT, AARON DAVIS | SENIOR RESEARCH ANALYST | 4102510 |
| KORNMANN, GREGORY BRYAN | MANAGER OF ANALYTICS | 4887512 |
| LEVEY, JASON E | VICE PRESIDENT | 4793252 |
| MITTMANN, MARK AUGUST | CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO) | 5080856 |
| MOORE, JENIFER ANN | SR. CLIENT SERVICE SPECIALIST | 4313109 |
| PEDERSON, JANELLE | MANAGER OF HUMAN RESOURCES AND ADMINSTRATION | |
| QUINN, RYAN MICHAEL | SENIOR RESEARCH ANALYST | 3179079 |
| SCHIELEIN, RYAN OTTO | SENIOR RESEACH ANALYST | 4445017 |
| WOOD, NOLAN C | VICE PRESIDENT | 3041549 |
| YERKES, LEONARD A III | MANAGING DIRECTOR |
Regulatory assets under management
| Total Number of Accounts | 4,276 |
| AUM (Assets Under Management) | $ 7,391,449,526 |
Disclosures
| Regulatory Event | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/28/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
