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MB

Michael B. Beecher

WICKHAM FINANCIAL & INSURANCE SERVICES
Marietta, GA 30060
Some features on this profile are disabled
CRD#: 3041464
MB

Professional summary

Michael B Beecher, who also goes by Mike Beecher, is a registered financial advisor currently at WICKHAM FINANCIAL & INSURANCE SERVICES located in Marietta, Georgia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Beecher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FRIENDS OF THE NRA NW METRO GEORGIA, CHAIRMAN, FUNDRAISING PROGRAM HELD ONCE A YEAR. I SPEND APPROX. 1 - 10 HOURS A MONTH ON THIS ACTIVITY SINCE 03/2008. THE WICKHAM AGENCY, INC.(INCLUDES WICKHAM TAURUS/WICKHAM FINANCIAL GROUP) IS A FULL SERVICE INDEPENDENT INSURANCE AGENCY OFFERING COMMERCIAL AND PERSONAL LINES OF INSURANCE, INCLUDING LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND DENTAL INSURANCE. NONE OF THE ACTIVITY IS INVESTMENT RELATED. THE OFFICE IS LOCATED IN MARIETTA, GA. 20-30% OF TIME TO THIS ACTIVITY, 20% OF THAT DURING NORMAL TRADING HOURS. Commission based.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael B Beecher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2020 - Present

WICKHAM FINANCIAL & INSURANCE SERVICES

Office #1: 331 Washington Avenue Ne, Marietta, GA 30060
RIA
CRD#: 307299
Marietta, GA
Past

October 28, 2015 - March 18, 2020

CARTER, TERRY & COMPANY, INC.

RIA
CRD#: 16365
ATLANTA, GA
Past

October 8, 2015 - March 18, 2020

CARTER, TERRY & COMPANY, INC.

BD
CRD#: 16365
ATLANTA, GA
Past

March 23, 2015 - October 8, 2015

CENTAURUS FINANCIAL, INC.

RIA
CRD#: 30833
ATLANTA, GA
Past

March 23, 2015 - October 8, 2015

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
ATLANTA, GA
Past

January 26, 2010 - March 23, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
ATLANTA, GA
Past

January 26, 2010 - March 23, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

August 3, 2009 - December 9, 2009

NEW ENGLAND SECURITIES

RIA
CRD#: 615
ALPHARETTA, GA
Past

July 21, 2009 - December 9, 2009

NEW ENGLAND SECURITIES

BD
CRD#: 615
ALPHARETTA, GA
Past

January 7, 2009 - May 4, 2009

THOMAS ASSET MANAGEMENT

RIA
CRD#: 117181
ATLANTA, GA
Past

December 23, 2008 - May 4, 2009

THOMAS GROUP CAPITAL

BD
CRD#: 112901
ATLANTA, GA
Past

October 25, 2005 - December 22, 2008

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ATLANTA, GA
Past

October 20, 2005 - December 22, 2008

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ATLANTA, GA
Past

March 5, 2003 - October 18, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ATLANTA, GA
Past

April 28, 2000 - October 18, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL & INSURANCE SERVICES | WICKHAM FINANCIAL GROUP, INC.

CRD#: 307299 / SEC#: 801-124758

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
Georgia
Registered Investment Advisory firm - (6/19/2020 Approved)
North Carolina
Registered Investment Advisory firm - (6/23/2020 Approved)
Texas
Registered Investment Advisory firm - (6/4/2020 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/5/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2000
General Securities Representative Examination

Current Firm

WF
WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL & INSURANCE SERVICES | WICKHAM FINANCIAL GROUP, INC.

CRD#: 307299 / SEC#: 801-124758

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
Georgia
Registered Investment Advisory firm - (6/19/2020 Approved)
North Carolina
Registered Investment Advisory firm - (6/23/2020 Approved)
Texas
Registered Investment Advisory firm - (6/4/2020 Conditional Restricted)
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Contact information

Main Address
331 Washington Avenue Ne, Marietta, GA 30060
Mailing Address
Phone number
(770) 424-8711
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts722
AUM (Assets Under Management)$ 145,808,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WICKHAM FINANCIAL & INSURANCE SERVICES

CRD#: 307299Marietta, GA 30060

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