PL
Philip E. Lowe
TOTAL INVESTMENT MANAGEMENT
Scottsdale, AZ 85260
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CRD#: 3041412
PL
Professional summary
Philip Edward Lowe, CFP® is a registered financial advisor currently at TOTAL INVESTMENT MANAGEMENT, INC. located in Scottsdale, Arizona.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Philip has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTMENT ADVISORY, TAX PREPARATION, LEGAL REFERALS WITH TOTAL INVESTMENT MANAGEMENT, INC. LOWE FINANCIAL SERVICES 14415 N 73RD STREET 102 SCOTTSDALE, AZ 85260 PRESIDENT PROVIDE FINANCIAL PLANS FOR CLIENTS. START 10/2001 12 HR/MO Anjuna Partners, LLC Mr. Lowe is a General Partner of Anjuna Partners, LLC, a pooled investment vehicle. Clients of TIM will not be solicited for investments in Anjuna Partners, LLC. These activities are passive in nature and will not take up any measurable amount of time for Mr. Lowe. Utah insurance license; No LLC and no address; Philip E. Lowe is a licensed insurance agent and in such capacity may recommend, on a fully disclosed commission basis, the purchase of certain insurance products. A conflict of interest exists to the extent that TIM recommends the purchase of insurance products where Philip E. Lowe receives insurance commissions or other additional compensation. TIM seeks to ensure that all recommendations are made in the best interests of clients regardless of any additional compensation earned; 0 hours per month are devoted to the other business; 0 hours are devoted to the other business during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Edward Lowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 31, 2005 - Present
TOTAL INVESTMENT MANAGEMENT, INC.
Office #1: 9383 E. Bahia Dr., Ste. 120, Scottsdale, AZ 85260RIA
CRD#: 108818
Scottsdale, AZ
Past
November 3, 2005 - November 11, 2008
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
SCOTTSDALE, AZ
Past
November 1, 2005 - November 11, 2008
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
SCOTTSDALE, AZ
Past
October 31, 2005 - November 7, 2005
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
November 17, 1998 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TOTAL INVESTMENT MANAGEMENT, INC.
HFG ASSET ALLOCATION SERVICE | TOTAL INVESTMENT MANAGEMENT, INC. | TOTAL INVESTMENT MANAGEMENT INC
CRD#: 108818 / SEC#: 801-69759
RIA
Registered Investment Advisory firm - (12/5/2008 Approved)Arizona
Registered Investment Advisory firm - (12/8/2008 Terminated)California
Registered Investment Advisory firm - (12/9/2008 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2008 Terminated)Illinois
Registered Investment Advisory firm - (12/5/2008 Terminated)Nevada
Registered Investment Advisory firm - (12/16/2008 Terminated)Ohio
Registered Investment Advisory firm - (12/8/2008 Terminated)Texas
Registered Investment Advisory firm - (12/8/2008 Terminated)Virginia
Registered Investment Advisory firm - (12/8/2008 Terminated)Washington
Registered Investment Advisory firm - (12/8/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/31/2005)
IAR
Utah(1/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TI
TOTAL INVESTMENT MANAGEMENT, INC.
HFG ASSET ALLOCATION SERVICE | TOTAL INVESTMENT MANAGEMENT, INC. | TOTAL INVESTMENT MANAGEMENT INC
CRD#: 108818 / SEC#: 801-69759
RIA
Registered Investment Advisory firm - (12/5/2008 Approved)Arizona
Registered Investment Advisory firm - (12/8/2008 Terminated)California
Registered Investment Advisory firm - (12/9/2008 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2008 Terminated)Illinois
Registered Investment Advisory firm - (12/5/2008 Terminated)Nevada
Registered Investment Advisory firm - (12/16/2008 Terminated)Ohio
Registered Investment Advisory firm - (12/8/2008 Terminated)Texas
Registered Investment Advisory firm - (12/8/2008 Terminated)Virginia
Registered Investment Advisory firm - (12/8/2008 Terminated)Washington
Registered Investment Advisory firm - (12/8/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 998-5735
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,228 |
| AUM (Assets Under Management) | $ 1,282,436,377 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/29/2025 | ||
| 08/12/2024 | ||
| 04/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
