Adam K. Johnson
Professional summary
Adam Kayle Johnson is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Overland Park, Kansas.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1998. Adam has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Kayle Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2006 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 7300 College Boulevard Suite 306, Overland Park, KS 66210May 8, 2006 - November 16, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 21, 1998 - July 27, 1998
IDS LIFE INSURANCE COMPANY
April 21, 1998 - July 27, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/26/2019)
(12/26/2019)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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