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TC

Thomas Edward Corner

CRD# 3041213·Registered 1998 - 2026
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Edward Corner, who also goes by Thomas Edward Corner, Thomas Corner, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1998 - 2026. Thomas had worked at 13 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Edward Corner, Thomas Corner

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years registered in the securities industry

Current & Past Employments

Past

BEACON CAPITAL MANAGEMENT, INC.Past·CRD# 120641
RIA
Broomall, PA
September 26, 2022 - October 21, 2026
SAMMONS FINANCIAL NETWORK, LLCPast·CRD# 158538
BD
West Des Moines, IA
September 26, 2022 - October 21, 2026
EQUITY SERVICES, INC.Past·CRD# 265
RIA
Media, PA
April 8, 2020 - March 30, 2021
EQUITY SERVICES, INC.Past·CRD# 265
BD
Media, PA
April 8, 2020 - March 30, 2021
VALIC FINANCIAL ADVISORS, INC.Past·CRD# 42803
RIA
Berkeley Heights, NJ
July 31, 2019 - May 7, 2020
VALIC FINANCIAL ADVISORS, INC.Past·CRD# 42803
BD
Berkeley Heights, NJ
July 18, 2019 - May 7, 2020
SYMETRA SECURITIES, INC.Past·CRD# 739
BD
Bellevue, WA
September 30, 2013 - June 1, 2018
SIGNATOR FINANCIAL SERVICES, INC.Past·CRD# 19061
BD
Bellevue, WA
November 19, 2012 - September 30, 2013
GLOBAL ATLANTIC DISTRIBUTORS, LLCPast·CRD# 8326
BD
Wayne, PA
April 5, 2005 - July 2, 2012
VANGUARD MARKETING CORPORATIONPast·CRD# 7452
BD
Malvern, PA
March 26, 2004 - April 7, 2005
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
RIA
Phoenix, AZ
July 25, 2003 - April 2, 2004
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
BD
El Segundo, CA
August 29, 2002 - April 2, 2004
DIRECTED SERVICES LLCPast·CRD# 21675
BD
West Chester, PA
June 13, 2000 - November 2, 2001
ING FUNDS DISTRIBUTOR, INC.Past·CRD# 36461
BD
Wilmington, DE
July 11, 2000 - September 5, 2000
SECURIAN FINANCIAL SERVICES, INC.Past·CRD# 15296
BD
St. Paul, MN
May 19, 1999 - February 29, 2000
SUNAMERICA SECURITIES, INC.Past·CRD# 20068
BD
Phoenix, AZ
May 28, 1998 - December 2, 1998

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Current Firm

BC
BEACON CAPITAL MANAGEMENT, INC.

BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS

CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - SEC (6/13/2002 Approved)
Florida
Registered Investment Advisory firm - Florida (6/6/2002 Cancelled)
Indiana
Registered Investment Advisory firm - Indiana (2/25/2003 Terminated)
New York
Registered Investment Advisory firm - New York (1/14/2003 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/1/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7777 Washington Village Drive Suite 280, Dayton, OH 45459

Phone Number

(937) 439-9093

# of Employees

44

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BCM FORM ADV PART 2A - 03.30.2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,456

AUM (Assets Under Management)

$4,258,083,129

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TOM CORNER - AUTHOR, BROOMALL, PA 19008, WRITES AND PUBLISHES BOOKS, START DATE: 5/01/2015, INVESTMENT-RELATED: NO, HOURS PER MONTH: 64, HOURS DURING TRADING: 0

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEACON CAPITAL MANAGEMENT, INC.

BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS

CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - SEC (6/13/2002 Approved)
Florida
Registered Investment Advisory firm - Florida (6/6/2002 Cancelled)
Indiana
Registered Investment Advisory firm - Indiana (2/25/2003 Terminated)
New York
Registered Investment Advisory firm - New York (1/14/2003 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/1/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1998About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1998About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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