Nicholas D. Salvetti

THE SALVETTI GROUP

STOCKTON, CA 95207

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CRD#: 3041176

Professional summary

Nicholas Dante Salvetti, CFP®, who also goes by Nick Salvetti, is a registered financial advisor currently at THE SALVETTI GROUP located in Stockton, California.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nicholas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Salvetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business: N/A; Address: 4633 Quail Lakes Dr, Stockton, CA, 95207 / 3455 American River Dr., Suite A, Sacramento, CA 95864; Activity Type: Rental Real Estate; Position/Title: Owner/Proprietor; Investment Related: Yes; Start Date: 06/05/2017; Hours per month devoted to this business: 2-10 Hours per month devoted to this business / during trading hours: 0-1; Description of duties: Collect rent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dante Salvetti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 21, 2023 - Present

THE SALVETTI GROUP

Office #1: 4633 Quail Lakes Dr., Stockton, CA 95207

RIA

CRD#: 324974

STOCKTON, CA

Past

March 4, 2014 - July 10, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Sacramento, CA

Past

February 28, 2014 - July 10, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Sacramento, CA

Past

February 4, 2005 - March 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STOCKTON, CA

Past

February 4, 2005 - March 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STOCKTON, CA

Past

August 24, 1998 - February 7, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SACRAMENTO, CA

Past

May 14, 1998 - February 7, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE SALVETTI GROUP

CENTRAL VALLEY ADVISORS, LLC | THE SALVETTI GROUP | O'BRIEN WEALTH MANAGEMENT

CRD#: 324974 / SEC#: 801-128204

RIA

Registered Investment Advisory firm - (6/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2023)

IAR

Texas
(6/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/10/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/7/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/2/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/12/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

THE SALVETTI GROUP

CENTRAL VALLEY ADVISORS, LLC | THE SALVETTI GROUP | O'BRIEN WEALTH MANAGEMENT

CRD#: 324974 / SEC#: 801-128204

RIA

Registered Investment Advisory firm - (6/21/2023 Approved)

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Contact information

Main Address

3455 American River Dr. Suite A, Sacramento, CA 95864

Mailing Address

Phone number

(916) 414-8282

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 607,185,950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas D. Salvetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dante Salvetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

THE SALVETTI GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/1998

Series 63

Date: 5/15/1998

SIE

Date: 10/1/2018

Series 31

Date: 6/10/1998

Series 7

Date: 5/7/1998

Series 10

Date: 10/2/2002

Series 9

Date: 9/12/2002

Current Firm

THE SALVETTI GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE SALVETTI GROUP

TRUST BUT VERIFY

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