Devin Daniel Brady
Professional Summary
Devin Daniel Brady is a registered financial advisor currently at ZYTRADE LLC located in Sherman Oaks, California. Devin is registered as a RR (Registered Representative) and started their career in finance in 2001. Devin has worked at 6 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 31, Series 14, Series 30, Series 4, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
Current Firm
HALIFAX AMERICA LLC | ZYTRADE LLC
Contact Information
Main Address
11900 West Olympic Blvd. 860, Los Angeles, CA 90064Mailing Address
11900 West Olympic Blvd. 860, Los Angeles, CA 90064Phone Number
(888) 240-7099Established
Delaware since 06/28/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (28 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
(8/23/2016)
(1/24/2017)
(9/5/2018)
(6/22/2015)
(7/17/2015)
(7/24/2015)
(7/22/2015)
(8/20/2015)
(10/6/2016)
(7/22/2015)
(9/16/2015)
(7/23/2015)
(10/31/2016)
(11/14/2016)
(8/3/2015)
(8/4/2015)
(7/15/2015)
(1/11/2018)
(6/23/2015)
(10/29/2015)
(8/6/2015)
(8/7/2015)
(8/20/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2014About the Series 28 examSRO Registrations
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Devin Daniel Brady's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
J.P. MORGAN SECURITIES LLC