Devin D. Brady

ZYTRADE

SHERMAN OAKS, CA 91403

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CRD#: 3041139

Professional summary

Devin Daniel Brady is a registered financial advisor currently at ZYTRADE LLC located in Sherman Oaks, California.

Devin is registered as a RR (Registered Representative) and started their career in finance in 2001. Devin has worked at 6 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 31, Series 14, Series 30, Series 4, Series 24 and Series 28 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Devin Daniel Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2015 - Present

ZYTRADE LLC

Office #1: 15233 Ventura Blvd. Suite 605, Sherman Oaks, CA 91403Office #2: 11900 West Olympic Blvd. 860, Los Angeles, CA 90064

CRD#: 172567

SHERMAN OAKS, CA

Past

February 2, 2006 - July 20, 2006

ADVANCED EQUITIES, INC.

RIA

CRD#: 35545

CHICAGO, IL

Past

February 1, 2006 - July 20, 2006

ADVANCED EQUITIES, INC.

CRD#: 35545

CHICAGO, IL

Past

January 28, 2005 - April 1, 2005

BOLTON GLOBAL CAPITAL

CRD#: 15650

BOLTON, MA

Past

December 4, 2003 - January 25, 2005

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

WESTPORT, CT

Past

October 10, 2002 - September 10, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 18, 2001 - January 14, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2016)

Arizona
(1/24/2017)

Arkansas
(9/5/2018)

California
(6/22/2015)

Florida
(7/17/2015)

Georgia
(7/24/2015)

Idaho
(7/22/2015)

Illinois
(8/20/2015)

Indiana
(10/6/2016)

Minnesota
(7/22/2015)

Mississippi
(9/16/2015)

Nevada
(7/23/2015)

New Jersey
(10/31/2016)

New Mexico
(11/14/2016)

New York
(8/3/2015)

North Carolina
(8/4/2015)

Ohio
(7/15/2015)

Oregon
(1/11/2018)

Pennsylvania
(6/23/2015)

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ZYTRADE LLC

HALIFAX AMERICA LLC | ZYTRADE LLC

CRD#: 172567 / SEC#: , 8-69511

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11900 West Olympic Blvd. 860, Los Angeles, CA 90064

Mailing Address

11900 West Olympic Blvd. 860, Los Angeles, CA 90064

Phone number

(888) 240-7099

Established

Delaware since 06/28/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BRADY, DEVIN DANIEL	CEO,CCO,AMLCO,FINOP	3041139
VARTANIAN, JOSEPH NUBAR	EXECUTIVE OFFICER / OPERATION AND COMPLIANCE MANAGER	4262139

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Devin D. Brady

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Devin Daniel Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED EQUITIES, INC.

ADVANCED EQUITIES, INC.

BOLTON GLOBAL CAPITAL

A.G.P. / ALLIANCE GLOBAL PARTNERS

MORGAN STANLEY DW INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Passed: 8/23/2014

Series 66

Passed: 4/18/2001

Series 99TO

Passed: 1/2/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 8/20/2014

Series 31

Passed: 10/22/2002

Series 14

Passed: 1/2/2023

Series 30

Passed: 9/23/2019

Series 4

Passed: 12/31/2014

Series 24

Passed: 12/19/2014

Series 28

Passed: 11/26/2014

FINRA

Current Firm

ZYTRADE LLC

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ZYTRADE LLC

TRUST BUT VERIFY

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