David A. Vas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Vas was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 2 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2012 - December 31, 2023
ALAN BILLER AND ASSOCIATES
June 3, 1998 - March 30, 2007
BANC OF AMERICA SECURITIES LLC
Primary Firm SEC Registration
ALAN BILLER AND ASSOCIATES
CRD#: 105283 / SEC#: 801-48432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALAN BILLER AND ASSOCIATES
CRD#: 105283 / SEC#: 801-48432
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 59,353,683,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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