Edward R. Segur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Raymond Segur III, who also goes by Eddie Segur, Edward Raymond Segur, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1998. Edward had worked at 18 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2015 - November 7, 2016
THINKEQUITY LLC
November 5, 2013 - May 1, 2015
FOUR POINTS CAPITAL PARTNERS LLC
October 1, 2012 - November 7, 2013
PHX FINANCIAL, INC.
April 4, 2012 - October 3, 2012
ROCKWELL GLOBAL CAPITAL LLC
November 1, 2010 - May 3, 2012
SPARTAN CAPITAL SECURITIES, LLC
August 27, 2010 - November 1, 2010
J.P. TURNER & COMPANY, L.L.C.
July 13, 2010 - August 30, 2010
J.D. NICHOLAS & ASSOCIATES, INC.
May 21, 2010 - June 24, 2010
JOHN THOMAS FINANCIAL
October 19, 2009 - May 21, 2010
SPARTAN CAPITAL SECURITIES, LLC
December 14, 2006 - October 19, 2009
JHS CAPITAL ADVISORS, LLC
December 10, 2004 - December 19, 2006
NATIONAL SECURITIES CORPORATION
October 25, 2004 - November 9, 2004
ARJENT LTD.
January 27, 2004 - July 2, 2004
LH ROSS & COMPANY, INC.
April 21, 2003 - January 30, 2004
CONTINENTAL BROKER-DEALER CORP.
August 19, 2002 - May 8, 2003
GUNNALLEN FINANCIAL, INC
May 10, 2002 - August 8, 2002
COMMERCE ONE FINANCIAL INC.
January 30, 2001 - June 5, 2002
CONTINENTAL BROKER-DEALER CORP.
January 14, 2000 - December 4, 2000
COMMERCE ONE FINANCIAL INC.
April 27, 1999 - September 16, 1999
BAXTER BANKS & SMITH, LTD.
April 20, 1999 - January 14, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 4, 1998 - March 1, 1999
NEW TIMES SECURITIES SERVICES, INC.
April 15, 1998 - August 10, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THINKEQUITY LLC
CRD#: 20996 / SEC#: , 8-38622
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAIGOBIND, RAMNARAIN JOSEPH JR | CHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL | 2273469 |
| FORDHAM HOLDING GROUP, INC. | SHAREHOLDER | |
| BAQUET, EDWARD MANUEL | OPTIONS PRINCIPAL | 4986983 |
| BAQUET, WILLIAM | GENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER | 1332676 |
| BOYLE, BRUCE | COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1796066 |
| CHOUDHARY, CHIRAG | HEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES | 4534379 |
| GIORDANO, CHARLES FRANCIS | MANAGING DIRECTOR, GENERAL PRINCIPAL | 2124257 |
| HENDERSON, PHYLLIS ANNE | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, NYSE GP, NYSE GS | 1343053 |
| HILDER, DAVID BRUCE | SUPERVISORY ANALYST, RESEARCH PRINCIPAL | 2178978 |
| KRIM, ALAN MITCHELL | CFO, FINOP, NYSE FI | 2785337 |
| KUMAR, ASHOK | MANAGING DIRECTOR, RESEARCH | 2374960 |
| LORD, ERIC | HEAD OF INVESTMENT BANKING | 5232206 |
| MANCUSO, PETER VINCENT | MANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR | 2357435 |
| MANGAN, KEVIN ROBERT | MANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE | 5365766 |
| MOHAMMED, SABRINA JASMINE | FINOP | 7151560 |
| QUARTUCCIO, PHILIP PAUL | MANAGING DIRECTOR, HEAD OF GLOBAL TRADING | 2397864 |
| ROTHBAUM, SCOTT | SUPERVISOR - SALES | 5237026 |
| SINGER, JEFFREY DAVID | HEAD OF DEBT CAPITAL MARKETS | 4829339 |
| SKOP, CRAIG MICHAEL | S-24 SUPERVISOR - CORPORATE ACCESS | 2301924 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
