Robert J. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Morgan was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2011 - December 31, 2016
LEBENTHAL ASSET MANAGEMENT, LLC
June 10, 2011 - August 8, 2017
LEBENTHAL & CO., LLC
April 11, 2005 - July 19, 2007
FORESTERS FINANCIAL SERVICES, INC.
August 20, 1998 - March 18, 1999
GEORGE K. BAUM & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
LEBENTHAL ASSET MANAGEMENT, LLC
CRD#: 146332 / SEC#: 801-68831
Contact information
Red Flags
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