Antonio Mendoza
Professional summary
Antonio Mendoza, who also goes by Tony Mendoza, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Antonio is registered as a RR (Registered Representative) and started their career in finance in 1999. Antonio has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antonio Mendoza's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2023 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036September 26, 2006 - December 2, 2022
HSBC SECURITIES (USA) INC.
April 13, 2004 - June 24, 2005
J.P. MORGAN SECURITIES INC.
March 13, 2002 - December 9, 2003
CHASE INVESTMENT SERVICES CORP.
March 13, 2002 - December 9, 2003
CHASE INVESTMENT SERVICES CORP.
May 23, 2000 - June 1, 2001
BROWNCO, LLC
January 7, 1999 - March 30, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2023)
Exams
FINRA
Current Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
