Shuyi Kong
Professional summary
Shuyi Kong, who also goes by June Kong, is a registered financial advisor currently at SHUYI KONG WEALTH MANAGEMENT, INC. located in Millbrae, California.
Shuyi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Shuyi has worked at 17 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shuyi Kong's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2013 - Present
SHUYI KONG WEALTH MANAGEMENT, INC.
Office #1: 475 El Camino Real, #410, Millbrae, CA 94030November 3, 2023 - December 4, 2023
EMERSON EQUITY LLC
May 12, 2022 - May 24, 2022
ST. BERNARD FINANCIAL SERVICES, INC.
August 5, 2020 - August 27, 2020
ACRYLIC FINANCIAL, INC.
July 30, 2020 - August 13, 2020
BROOKLIGHT PLACE SECURITIES, INC.
June 28, 2018 - February 22, 2019
FORTA FINANCIAL GROUP, INC.
May 18, 2015 - August 10, 2016
SUPREME ALLIANCE LLC
August 1, 2013 - April 17, 2015
GRADIENT SECURITIES, LLC
April 14, 2011 - August 1, 2013
KOVACK SECURITIES INC.
April 12, 2011 - August 1, 2013
KOVACK ADVISORS, INC.
August 3, 2009 - March 18, 2011
FOOTHILL SECURITIES, INC.
September 5, 2008 - March 16, 2011
CUE FINANCIAL GROUP, INC.
September 5, 2008 - August 3, 2009
CUE FINANCIAL GROUP, INC.
April 20, 2007 - September 9, 2008
CUSO FINANCIAL SERVICES, L.P.
April 20, 2007 - September 9, 2008
CUSO FINANCIAL SERVICES, L.P.
January 24, 2006 - April 10, 2007
WAMU INVESTMENTS, INC.
June 15, 2004 - April 10, 2007
WAMU INVESTMENTS, INC.
July 8, 2002 - April 29, 2004
IFMG SECURITIES, INC.
November 3, 2000 - April 29, 2004
IFMG SECURITIES, INC.
May 24, 1999 - June 3, 1999
RBC CAPITAL MARKETS, LLC
June 5, 1998 - May 3, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/30/2013)
Exams
Current Firm
SHUYI KONG WEALTH MANAGEMENT, INC.
CRD#: 168953 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 38,950,471 |
Red Flags
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