Andrew D. Davis

ATLANTIC UNION MUNICIPAL ADVISORS

BURLINGTON, NC 27215

CRD#: 3039426

Some features on this profile are disabled

Professional summary

Andrew Douglas Davis, who also goes by Andy Davis, is a registered financial advisor currently at ATLANTIC UNION MUNICIPAL ADVISORS, INC located in Burlington, North Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Douglas Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Office #1: 3101 South Church Street, Burlington, NC 27215

RIA

CRD#: 329425

BURLINGTON, NC

Past

April 21, 2006 - January 7, 2026

SMITH SALLEY WEALTH MANAGEMENT

RIA

CRD#: 129614

GREENSBORO, NC

Past

January 27, 2004 - December 31, 2004

COMMERCE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 109848

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4300 Cox Road, Glen Allen, VA 23060

Mailing Address

Phone number

804-802-4955X6055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AUMA FORM ADV PART 2 - BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 185,400,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ann Zuraw

ZURAW FINANCIAL ADVISORS, LLC

IAR

Greensboro, NC

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew D. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Douglas Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLANTIC UNION MUNICIPAL ADVISORS, INC

SMITH SALLEY WEALTH MANAGEMENT

COMMERCE CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

ATLANTIC UNION MUNICIPAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLANTIC UNION MUNICIPAL ADVISORS, INC

TRUST BUT VERIFY

Similar Advisors